2 дня назад
Senior Compliance Consultant (Banking)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior Compliance Consultant (Banking): Identifying, assessing, monitoring, and reporting compliance with Luxembourg financial regulations across custody, depositary, fund administration, and capital markets services with an accent on regulatory change, compliance governance, and supervisory engagement. Focus on preparing CSSF reports, coordinating monitoring plans, reviewing regulatory notifications, and advising business partners on complex non-AML/CTF requirements.
Location: Luxembourg
Company
is a global financial services organization providing wealth management, asset servicing, asset management, and banking services. Global Services SE is a Luxembourg-supervised credit institution offering custody, depositary fund administration, and capital markets services.
What you will do
- Identify, assess, control, and report compliance with Luxembourg regulations other than AML/CTF, including MiFID/MiFIR, CSDR, EMIR, SFTR, data privacy, client complaints, and CSSF circulars.
- Complete the compliance program, including the Map of Rules, Compliance Risk Assessment, action tracking, and monitoring plan coordination.
- Prepare internal governance reports, external Long Form Reports, the annual Compliance Report to the CSSF, and materials for management and Board meetings.
- Maintain records of interactions with Luxembourg supervisory authorities and review regulatory notifications, applications, attestations, and outsourcing communications before submission.
- Provide consultancy-style regulatory advice, attend business and project committees, respond to specific requests, and deliver or enhance compliance training.
- Oversee first-line controls, corrective actions, and regulatory change implementation across the entity and its branches.
Requirements
- Several years of compliance experience in Luxembourg’s banking or asset servicing industry.
- In-depth understanding of custody, depositary, transfer agency, fund accounting, capital markets services, and bank governance.
- Expertise in the laws, regulations, and CSSF circulars specified in the role description.
- Experience with compliance governance, regulatory reporting, oversight, and engagement with senior internal and external stakeholders.
- Strong written and verbal communication skills, including concise risk reporting and presentations in business and risk forums.
- Ability to work independently or collaboratively with effective time management.
Culture & Benefits
- Flexible and collaborative work culture with a history of financial stability.
- Opportunities for internal mobility and access to senior leaders.
- Inclusive workplace with reasonable accommodation available during the employment process.
- Luxembourg office with equipped meeting rooms, a canteen, vegetable garden, rooftop, and team-maintained beehives.
- Opportunities to contribute time and skills to community and philanthropic initiatives.
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