7 дней назад
Compliance Specialist, Control Room
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Specialist, Control Room (Capital Markets Compliance): Running and expanding Jane Street’s Hong Kong control room function, managing trading restrictions related to wall crossings, sanctions, and regulatory concerns with an accent on restriction processes, information barriers, and APAC regulatory frameworks. Focus on making time-sensitive escalation decisions, advising trading and business teams, and evolving policies and procedures as systems and regulations change.
Location: Hong Kong
Company
operates a growing trading business in Asia and manages regulatory and market restrictions across its trading activities.
What you will do
- Run restriction processes end to end, including evaluating affected names, applying and lifting restrictions, and maintaining records.
- Advise traders, Business Development, and other stakeholders on the practical impact of live restrictions.
- Own and update policies and procedures as the business, systems, and regulations change.
- Handle sanctions and government-driven trading restrictions and monitor relevant regulatory changes.
- Support surveillance, look-back reviews, information barriers, and clean-room arrangements involving MNPI.
- Continue building and evolving the Hong Kong control room function.
Requirements
- 7+ years of compliance experience at a financial institution, including substantial control room, capital markets compliance, or restricted-list experience.
- Practical familiarity with wall crossings, information barriers, and MNPI controls.
- Ability to make judgment and escalation decisions under time pressure.
- Strong written communication skills for producing policy and procedure documentation.
- Strong verbal communication skills for liaising with traders and translating trading flows into compliance requirements.
- Familiarity with APAC regulatory frameworks, especially Hong Kong and China, and sanctions regimes affecting global trading; fluent English required.
Culture & Benefits
- Work within a rapidly growing Asia trading business.
- Collaborate closely with trading, Global Capital Markets, Business Development, and other teams.
- Handle varied, time-sensitive compliance questions involving live trading restrictions.
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