1 день назад
Senior Consultant, Compliance (FX)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior Consultant, Compliance (FX): Providing compliance advisory and regulatory support for the APAC FX business with an accent on market surveillance, regulatory change implementation, and Asia-Pacific FX regulations. Focus on monitoring and testing compliance frameworks, identifying regulatory gaps, supporting governance and regulatory interactions, and delivering compliance projects.
Location: Singapore, Singapore; full-time, on-site role.
Company
is a global financial services organization providing wealth management, asset servicing, asset management, and banking services.
What you will do
- Provide compliance advisory support to the APAC FX business across Singapore, Australia, and China.
- Manage monitoring and surveillance activities for the APAC FX business.
- Represent compliance in governance forums and prepare regulatory reports, data, and documentation.
- Assess regulatory requirements against processes and controls, identify gaps and risks, and recommend procedural changes.
- Support regulatory change implementation, consultations, regulatory requests, and interactions with industry bodies.
- Implement regional and global compliance programs, including monitoring, testing, assurance frameworks, training, and compliance projects.
Requirements
- Previous FX compliance experience, preferably in a global financial institution and supporting sales or trading desks.
- Knowledge of Asia FX regulations, especially MAS requirements, as well as Singaporean, Korean, Australian, and Chinese law.
- Knowledge of FX derivatives regulations, trade reporting, trade booking, settlement, confirmations, and ASIC derivative transaction reporting obligations.
- Experience supporting business changes, new product launches, compliance programs, and operational processes.
- Strong understanding of the MAS Cross Border Exemption framework and exposure to CFTC Swap Dealer compliance requirements for FX.
- Fluent English with clear and effective verbal and written communication skills.
Nice to have
- Knowledge of the Global FX Code, MAS Blue Book, and other global market conduct guidelines.
- Project management skills and derivatives knowledge.
Culture & Benefits
- Flexible and collaborative work culture within a financially stable global organization.
- Opportunities for internal mobility and access to senior leadership.
- Inclusive workplace with reasonable accommodation available during the employment process.
- Opportunities to contribute time and expertise to community and philanthropic initiatives.
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