обновлено 3 дня назад
Senior Consultant, Compliance (FX)
Мэтч & Сопровод
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Описание вакансии
Текст:
TL;DR
Senior Consultant, Compliance (FX): Providing compliance advisory support for the APAC FX business in Singapore, Australia, and China with an accent on regulatory requirements, market surveillance, and governance reporting. Focus on evaluating regulatory changes, embedding compliance programs, advising on FX derivatives obligations, and managing compliance projects across regional and global stakeholders.
Location: Singapore, Singapore
Company
is a global financial institution providing wealth management, asset servicing, asset management, and banking services to individuals, corporations, and institutions.
What you will do
- Provide compliance advisory support to the APAC FX business across Singapore, Australia, and China.
- Manage monitoring and surveillance activities, governance reporting, regulatory requests, and compliance documentation.
- Assess regulatory requirements against existing controls, identify risks and gaps, and recommend procedural changes.
- Support regulatory change implementation, consultation responses, industry engagement, and compliance interactions.
- Implement regional and global compliance programs, including monitoring, testing, assurance frameworks, and action plans.
- Develop policies, procedures, training, and compliance-related projects while working with legal, risk, and regional compliance teams.
Requirements
- Previous FX experience, preferably in a global financial institution with sales or trading desk advisory exposure.
- Knowledge of Asia FX regulations, including MAS requirements and relevant Singaporean, Korean, Australian, and Chinese law.
- Understanding of FX derivatives regulations, trade reporting, trade booking, settlement, confirmations, and ASIC derivative transaction reporting obligations.
- Experience supporting compliance operations, business changes, and new product launches, with knowledge of the MAS Cross Border Exemption framework.
- Exposure to CFTC Swap Dealer compliance requirements for FX and strong financial industry knowledge.
- Fluent English, strong organisation and communication skills, and the ability to work effectively with regional and global stakeholders.
Nice to have
- Knowledge of global market conduct guidelines such as the Global FX Code and MAS Blue Book.
- Project management skills.
Culture & Benefits
- Flexible and collaborative work culture with a strong history of financial stability.
- Opportunities for internal movement and access to senior leaders.
- Inclusive workplace focused on supporting employees and the communities served.
- Philanthropy and employee participation in community initiatives are valued.
- Reasonable accommodations are available throughout the employment process.
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