Compliance Manager (Fintech)

Location: London or Southampton, United Kingdom

Company

hirify.global is a UK wealth management provider offering financial advice, investment platforms, multi-asset investment solutions, and discretionary fund management.

What you will do

• Provide generalist compliance advice on FCA Handbook modules, with emphasis on high-level standards, regulatory processes, and supervision.
• Oversee and monitor Personal Account Dealing, Gifts & Hospitality, Conflicts of Interest, and Other Business Interests registers.
• Analyse and report regulatory breaches in line with company policies and standards.
• Support Senior Managers Certification Regime requirements and regulatory reporting with the regulatory liaison team.
• Produce accurate compliance reports and maintain relevant regulatory records.
• Build effective working relationships with first- and second-line stakeholders across the business.

Requirements

• Experienced compliance professional with advice experience in investment management, wealth management, or financial advice and distribution.
• Strong knowledge of FCA regulatory requirements and their practical application within a UK-regulated firm.
• Excellent stakeholder management and communication skills, including the ability to engage with and constructively challenge senior management.
• Ability to produce clear reports, policies, and documentation and translate complex regulatory matters into practical guidance.
• Experience designing, implementing, and maintaining compliance policies, frameworks, and procedures.
• Strong operational and organisational skills, including experience using technology and AI tools to improve compliance processes.

Culture & Benefits

• Permanent full-time employment in a collaborative, fast-paced, and modernising business.
• 26 days of annual holiday, equivalent to 182 hours.
• Employee incentive scheme and non-contributory pension scheme.
• Private medical insurance, life assurance at four times salary, and income protection covering 75% of salary less state benefits after 26 weeks of absence.
• Flexible benefits for UK employees, available through salary deduction.
• Inclusive workplace focused on integrity, curiosity, constructive challenge, collaboration, and equal opportunity.