обновлено 6 дней назад
Compliance, Global Banking & Markets Compliance, Analyst, Paris
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance, Global Banking & Markets Compliance, Analyst, Paris (Financial Markets Compliance): Providing real-time compliance coverage and regulatory advice for FICC and Equities business units with an accent on EU, French, German, and US regulatory requirements. Focus on assessing regulatory change, developing second-line controls, reviewing electronic trading initiatives and suspicious transactions, and coordinating responses to audits and regulatory enquiries.
Location: Paris, Île-de-France, France
Company
is a global investment banking, securities, and investment management firm providing financial services to corporations, financial institutions, governments, and individuals.
What you will do
- Provide real-time compliance advice to FICC and Equities business units on European rules, regulations, and internal policies.
- Assess regulatory changes, compliance risks, and their impact on EU trading businesses and new initiatives.
- Develop and deploy second-line controls and support first-line control development.
- Review algorithms, electronic business initiatives, marketing materials, new activities committee memos, and policy or conduct violations.
- Coordinate with Legal, Controllers, Internal Audit, Technology, Operations, and Compliance teams to resolve compliance matters.
- Support regulatory, exchange, and audit enquiries, monitoring and testing, suspicious transaction reviews, training, and policy updates.
Requirements
- Analyst-level profile with a degree or equivalent experience.
- Strong interest in financial markets, compliance, and regulatory matters.
- Understanding or awareness of EU regulations including MiFID II, MAR, Benchmarks, EMIR, and CSDR; French regulatory requirements; and major US regulations such as Dodd-Frank, CFTC, and SEC rules.
- Ability to analyze large volumes of information, identify key points, communicate clearly, manage multiple priorities, and meet tight deadlines.
- Ability to work independently, collaborate across divisions and regions, make sound risk decisions, and escalate issues appropriately.
- Fluent English required. French or German is an advantage.
Nice to have
- Compliance experience on a trading floor or in sophisticated algorithmic, electronic, financing, or trading environments.
- CISI Diploma, CFA, or AMF certification.
Culture & Benefits
- International and diverse working environment.
- Training and professional development opportunities.
- Firmwide networks, wellness programs, personal finance offerings, and mindfulness programs.
- Reasonable accommodations are available during the recruiting process for candidates with disabilities or special needs.
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