1 месяц назад
Regulatory Compliance Officer
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Regulatory Compliance Officer (Financial Services): Supporting and administering PIMCO’s Taiwan compliance program with an accent on regulatory monitoring, licensing, AML and sanctions checks, audits, and marketing materials review. Focus on coordinating APAC compliance initiatives, responding to regulatory enquiries, and enhancing policies, documentation, and control procedures.
Location: Taipei City, Taiwan; the position is based in Taiwan
Company
is a global investment management firm specializing in active fixed income and public and private market solutions.
What you will do
- Support all aspects of the Taiwan compliance program, including monitoring, testing, documentation, and reporting.
- Manage vendor and distributor onboarding and regular reviews, as well as licensing and conduct requirements.
- Perform KYC/AML and sanctions checks and review marketing materials, product documents, and client correspondence.
- Manage internal and external audits, regulatory reviews, enquiries, and inspections.
- Coordinate ad hoc compliance projects in Taiwan and participate in joint regulatory and investment compliance initiatives across APAC.
- Advise the business on policy revisions and regulatory developments and help enhance compliance procedures.
Requirements
- Interest in or knowledge of regulatory and business compliance matters in Taiwan.
- Ability to conduct compliance reviews and monitoring against regulatory requirements, industry practices, and company policies.
- Ability to manage licensing, reporting, audits, regulatory reviews, and compliance documentation.
- Fresh graduates are welcome to apply.
Culture & Benefits
- Work within a high-performance and inclusive culture that values diverse thinking.
- Core values include collaboration, openness, responsibility, and excellence.
- Collaborate with regulatory and investment compliance teams across the APAC region.
- Fixed-term 12-month contract.
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