2 дня назад
Regulatory Compliance Exam Specialist (Auto Finance)
60 000 - 80 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Regulatory Compliance Exam Specialist (Auto Finance): Coordinating state and federal regulatory examinations and developing corrective actions for cited compliance deficiencies with an accent on regulatory requests, remediation plans, and audit follow-up. Focus on preparing regulator responses, presenting root cause analyses, and maintaining monitoring procedures for multi-state auto finance compliance.
Location: On-site at the Corporate Office in Agoura Hills, California, USA
Salary: $60,000–$80,000 per year, depending on experience
Company
is a large auto finance company with an employee stock ownership program and a reported company value of $18.2 billion.
What you will do
- Serve as a point of contact for state and federal regulatory examinations and respond to requests for information.
- Coordinate examinations involving agencies such as the CFPB, DOJ, FTC, SEC, NY DFS, DBO, and TX OCCC.
- Develop and implement corrective actions to resolve exceptions identified in regulatory examination reports.
- Schedule follow-up internal audits to monitor the effectiveness of remediation efforts.
- Prepare written responses, internal reports, incident summaries, root cause analyses, and corrective action plans.
- Partner with compliance leadership, legal counsel, and business units to maintain monitoring policies and procedures.
Requirements
- Basic knowledge of multi-state regulatory requirements for auto finance.
- Basic knowledge of consumer financial protection laws.
- Strong verbal and written communication skills for working with regulators and upper management.
- Ability to manage multiple time-sensitive projects and priorities in a fast-paced environment.
- Bachelor’s degree in a business-related discipline.
- At least three years of previous auto finance industry experience is preferred; familiarity with consumer servicing systems and Microsoft Office is also preferred.
Culture & Benefits
- Medical, dental, vision, life insurance, and long-term disability benefits.
- Flexible Spending Account and 401(k) matching.
- Employee Stock Ownership Program with company matching.
- Paid vacation, sick days, and holidays.
- Wellness programs, career path opportunities, and annual flu shots.
- Additional employee discounts and transportation reimbursement for eligible Los Angeles-area employees.
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