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4 дня назад

Senior Regulatory Policy Specialist (Financial Regulation)

112 300 - 202 500$
Формат работы
hybrid
Тип работы
fulltime
Грейд
senior
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Senior Regulatory Policy Specialist (Financial Regulation): Supporting rulemaking, interpretive functions, regulatory filings, and legal research for federal securities laws, FINRA rules, and related market regulations with an accent on drafting SEC filings, memoranda, comment summaries, and regulatory communications. Focus on managing complex and sensitive projects, analyzing regulatory initiatives, coordinating economic impact assessments, and tracking matters before the FINRA Board and SEC.

Location: Washington, DC, United States; hybrid work environment with defined in-person presence requirements.

Salary: $112,300–$202,500 for Washington, DC. Additional discretionary bonus may be available.

Company

hirify.global is a securities regulator focused on investor protection and market integrity.

What you will do

  • Support Regulatory Policy and Capital Markets attorneys with SEC rule filings, related documents, citations, and regulatory notices.
  • Research and analyze issues under federal securities laws, hirify.global rules, and other relevant market regulations.
  • Draft memoranda, comment summaries, responses to comments, Board Action Items, and other regulatory materials.
  • Manage project timelines, status reports, rule filing publication, issue resolution, and sensitive regulatory projects.
  • Coordinate with the Office of Regulatory Economics and Market Analysis on economic impact assessments.
  • Represent the department in task forces and projects, respond to inquiries, and support the training and supervision of regulatory analysts.

Requirements

  • Bachelor’s degree and at least seven years of directly relevant experience, or an equivalent combination of education and experience.
  • Required experience providing legal support in administrative law, financial regulation, or a similar environment.
  • Strong interpersonal, written communication, analytical, and project management skills.
  • Knowledge of federal securities laws and advanced knowledge of hirify.global rules, regulations, and procedures are strongly preferred.
  • Working knowledge of tracking and reporting systems, plus proficiency with Microsoft Word, Excel, Access, Lexis, and Westlaw.
  • Employees must comply with hirify.global investment and securities account restrictions, disclosure obligations, confidentiality requirements, and the Employee Confidentiality and Invention Assignment Agreement.

Nice to have

  • Postgraduate courses or a postgraduate degree.
  • Experience supporting international regulatory initiatives.

Culture & Benefits

  • Collaboration is conducted both in person and virtually in support of investor protection and market integrity.
  • Health, dental, vision, life, disability, long-term care, legal, and business travel accident insurance are available.
  • Immediate participation and vesting in a 401(k) plan with company match, plus eligibility for an additional hirify.global-funded retirement contribution.
  • Tuition reimbursement, commuter benefits, adoption assistance, backup family care, surrogacy benefits, employee assistance, and wellness programs.
  • Full-time employees receive paid time off, personal and sick days, volunteer service days, paid holidays, and other statutory and family-related leave.

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