3 дня назад
SVP, Senior Counsel (Registered Funds)
265 000 - 305 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
SVP, Senior Counsel (Registered Funds): Providing strategic legal support for PIMCO’s U.S. registered funds platform, including mutual funds, ETFs, closed-end funds, and collective investment trusts, with an accent on fund governance, disclosure, and regulatory compliance. Focus on advising product launches and fund operations, reviewing SEC filings and agreements, supporting Board governance, and solving complex legal and regulatory issues under the Investment Company Act of 1940.
Location: Newport Beach, CA, USA
Salary: $265,000–$305,000 per year, plus discretionary bonus
Company
is a global investment manager specializing in active fixed income and public and private market solutions.
What you will do
- Provide legal support for U.S. registered funds and collective investment trusts under applicable securities laws and SEC regulations.
- Advise on the development, launch, restructuring, operation, and maintenance of mutual funds, ETFs, and closed-end funds.
- Review registration statements, prospectuses, shareholder reports, proxy materials, SEC filings, and other fund disclosures.
- Draft, review, and negotiate distribution, operations, platform onboarding, service provider, intermediary, participation, and ETF authorized participant agreements.
- Prepare Board and committee materials, support trustee and director meetings, and advise on governance matters.
- Monitor regulatory developments, assess legal and regulatory risks, and collaborate with Compliance, Operations, Product Strategy, Funds Business Group, and Global Wealth Management.
Requirements
- Juris Doctor degree from a leading law school with strong academic credentials.
- Approximately 10+ years of relevant experience supporting U.S. registered investment companies.
- Deep expertise in the Investment Company Act of 1940 and significant experience with mutual funds, ETFs, and closed-end funds.
- Experience with fund governance, disclosure, registration statements, prospectuses, shareholder communications, SEC filings, and Board materials.
- Active Bar membership in any U.S. state.
- Strong analytical, communication, stakeholder management, organizational, judgment, and collaboration skills.
Nice to have
- Experience at a top-tier law firm or in-house at a leading asset manager, mutual fund complex, ETF sponsor, or financial institution.
- Experience advising fund Boards and supporting governance processes involving independent trustees or directors.
Culture & Benefits
- High-performance, inclusive culture centered on Collaboration, Openness, Responsibility, and Excellence.
- Total compensation includes a fixed base salary and discretionary performance-based bonus.
- Opportunity to contribute to knowledge-sharing, mentoring, and continuous improvement of legal processes.
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