4 дня назад
Principal Counsel, Regulatory (Securities Regulation)
131 200 - 238 300$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Principal Counsel, Regulatory (Securities Regulation): Providing legal advice and support throughout the life cycle of securities-industry regulatory initiatives, including rule proposals, SEC filings, and regulatory guidance with an accent on regulatory policy, securities law, and sophisticated legal analysis. Focus on advising the Board and senior executives, assessing economic impacts, drafting rule changes, and collaborating with SEC staff and industry stakeholders.
Location: Washington, DC, United States; hybrid work environment with defined in-person presence requirements
Salary: $131,200–$238,300 annually for work performed in MA, MD, VA, or Washington, DC. Other disclosed ranges are $114,200–$207,200 in CO, FL, and TX; $125,900–$228,000 in IL and PA; and $131,200–$248,700 in NY and NJ.
Company
is a securities regulator focused on investor protection and market integrity.
What you will do
- Advise the Board of Governors, advisory committees, and senior executives on regulatory initiatives and rule changes.
- Draft and review rule proposals, SEC filings, Regulatory Notices, rule guidance, and related correspondence.
- Conduct legal and regulatory-policy research and respond to internal and external comments, interpretive requests, and exemptive requests.
- Work with Regulatory Economics and Market Analysis on economic impact assessments of rulemakings.
- Engage with SEC staff, regulators, industry groups, member firms, outside counsel, and other interested parties.
- Present regulatory-policy analyses at conferences and advisory committee meetings while developing innovative changes to existing rules.
Requirements
- Law degree and appropriate licensing to practice law in all applicable jurisdictions.
- At least six years of directly related legal experience.
- Advanced working knowledge of securities-industry laws, rules, and regulations.
- Strong organizational, analytical, judgment, oral communication, written communication, and interpersonal skills.
- Ability to work in a hybrid environment with defined in-person presence requirements in Washington, DC.
Culture & Benefits
- Full-time employment with health, dental, vision, life, disability, and long-term-care insurance.
- 401(k) plan with company match and eligibility for an additional -funded retirement contribution.
- Paid time off, personal and sick days, paid holidays, volunteer service days, and parental and other paid leave.
- Tuition reimbursement, commuter benefits, adoption assistance, backup family care, surrogacy benefits, employee assistance, and wellness programs.
- Occasional travel and extended hours may be required.
- Employees must comply with investment and securities-account restrictions, brokerage-account disclosure requirements, and related Code of Conduct obligations.
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