7 дней назад
Associate, Trade Compliance
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Associate, Trade Compliance (Investment Compliance): Reviewing fixed income and equity transactions and portfolio holdings against regulatory, client, and internal guidelines with an accent on risk metrics, compliance monitoring, and reporting. Focus on investigating alerts, improving controls and data quality, and scaling compliance processes through automation, analytics, and AI-enabled solutions.
Location: Dublin, Ireland
Company
Global active fixed-income investment manager serving clients across public and private markets.
What you will do
- Analyze transactions and portfolio holdings against regulatory, client, and internal investment guidelines.
- Calculate risk metrics, monitor compliance alerts, and ensure daily trade reviews are completed.
- Research and respond to investment guideline inquiries from internal and external stakeholders.
- Prepare compliance reports and management information for relevant stakeholders.
- Partner with Legal & Compliance, Technology, Operations, Account Management, Product Strategy, and Trade Floor teams.
- Improve and scale monitoring, investigation, reporting, data quality, and controls through automation, analytics, workflow tools, and AI-enabled solutions.
Requirements
- Bachelor's degree in Finance, Economics, Accounting, Business, or a related discipline.
- 2+ years of professional experience in Compliance, Asset Management, Financial Services, or a related field.
- Basic knowledge of global fixed income and equity markets, including bonds, equities, and derivatives.
- Intermediate to advanced proficiency in Microsoft Excel.
- Ability to analyze data and identify trends, anomalies, or issues requiring investigation.
- Strong integrity, attention to detail, communication, collaboration, adaptability, and problem-solving skills.
Nice to have
- Experience with investment compliance systems, Bloomberg, or similar market data platforms.
- CFA designation or active progress toward the CFA Program.
- Experience with Power BI, Tableau, Alteryx, workflow, reporting, data visualization, automation, or digital transformation initiatives.
- Familiarity with AI-enabled tools and responsible technology adoption in regulated environments.
Culture & Benefits
- High-performance, inclusive culture centered on Collaboration, Openness, Responsibility, and Excellence.
- Fast-paced environment with collaboration across diverse professional functions.
- Opportunity to develop expertise in investment compliance and emerging technology-enabled processes.
- Equal employment opportunity and reasonable accommodation for qualified applicants with disabilities.
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