12 часов назад
Compliance Manager (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Manager (Fintech): Maintaining and developing a compliance management framework for a regulated wealth management technology business with an accent on MiFID II, AML, financial crime, and GDPR oversight. Focus on executing risk-based compliance monitoring, reviewing regulatory controls and reporting, and challenging business stakeholders across the second line of defence.
Location: Dublin, Ireland; working pattern: Hybrid
Company
provides a global, end-to-end wealth management platform that integrates technology with business and investment operations for financial institutions.
What you will do
- Support the implementation and maintenance of the compliance management framework for (Europe) DAC.
- Provide second-line oversight of regulatory controls, conduct obligations, policies, procedures, and compliance risks.
- Execute annual risk-based compliance assessments and monitoring plans, and report findings to the Head of Compliance.
- Monitor and report on compliance with MiFID II, AML, financial crime, and GDPR requirements.
- Oversee AML, PEP, sanctions, suspicious transaction, financial crime prevention, and regulatory change activities.
- Deliver compliance training and provide consultancy to employees on AML, PEP, sanctions, and related requirements.
Requirements
- 5–10 years of experience at a senior level in a regulated environment.
- In-depth knowledge of the European financial services and regulatory framework, including MiFID II, AML/CJA, and CBI Regulations.
- Working knowledge of MiFID or fund administrator operational processes, including asset servicing and investment operations.
- Strong communication, relationship management, influencing, presentation, training, and coaching skills.
- Ability to analyse, present, and report risk management information to senior stakeholders.
- Ability to explain the commercial benefits of effective compliance management and build internal and external relationships.
Culture & Benefits
- Work within a regulated financial technology business serving leading financial institutions.
- Collaborate with clients and stakeholders across a global wealth management platform.
- Contribute to a framework designed to manage regulatory risk within the appetite of the business, clients, and regulators.
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