Вакансия из Hirify Global, списка международных tech-компаний Для мэтча и отклика нужен Plus
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Описание вакансии
Текст:
Hirify AI/Оригинал
TL;DR
Compliance, Asset and Wealth Management, Private Alternatives Compliance, Associate/Vice President, London (Alternative Investments): Providing risk-based compliance advice across alternatives investing, portfolio management, marketing, and fund launches with an accent on regulatory reform, governance, and control frameworks. Focus on reviewing marketing materials and investment vehicles, leading strategic compliance projects, developing policies, and conducting monitoring and forensic reviews.
Location: London, Greater London, England, United Kingdom; office-based role.
Company
hirify.global is a global financial services firm providing investment banking, securities, asset management, and wealth management services to corporations, financial institutions, governments, and high-net-worth individuals.
What you will do
Provide practical, risk-based compliance advice on alternatives investing, portfolio management, asset management marketing, distribution, and governance.
Advise on new asset management fund launches, instruments, and vehicles, identifying compliance issues and surveillance needs.
Lead strategic compliance projects involving compliance enhancements, business initiatives, new activities, new products, and regulatory reform.
Develop and draft compliance policies, procedures, controls, and governance frameworks.
Prepare and deliver compliance training, participate in strategic working groups, and present materials to senior committees or boards.
Conduct compliance monitoring and forensic reviews to assess adherence to regulatory obligations, internal policies, and control expectations.
Requirements
5+ years of compliance experience; asset management experience is preferred.
Strong working knowledge of asset management compliance and the ability to apply regulatory requirements to practical business scenarios.
Experience representing Compliance on strategic initiatives, including new activities, new products, and regulatory reform projects.
Knowledge of compliance programmes, including the design, enhancement, and implementation of effective controls and governance frameworks.
Knowledge of investment instruments, including alternative investment funds, and interest in applying this knowledge in a compliance advisory context.
General compliance knowledge and familiarity with FCA regulations, MiFID, and AIFM requirements.
Ability to collaborate within a team, lead projects, manage multiple tasks, work under pressure, and engage confidently with business stakeholders.
Excellent analytical, communication, presentation, and stakeholder-management skills, with strong attention to detail and a proactive, collaborative approach.
Sound judgment and the ability to balance commercial priorities with regulatory expectations and deliver timely, risk-based outcomes.
Culture & Benefits
Work within an independent second-line compliance function supporting enterprise-wide compliance risk management.
Collaborate with colleagues from legal, compliance, sales, trading, accounting, and other professional backgrounds.
Access training and development opportunities, firmwide networks, wellness resources, personal finance offerings, and mindfulness programmes.
Work in a dynamic, fast-paced compliance environment with exposure to high-impact regulatory and business matters.
Commitment to diversity, inclusion, and reasonable accommodations during the recruiting process.
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