2 дня назад
Compliance Officer (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Officer (Fintech): Supporting regulatory compliance across retail banking products and customer journeys with an accent on FCA financial promotions, Consumer Duty, compliance monitoring, and product governance. Focus on reviewing communications, advising business stakeholders, implementing regulatory change, and investigating compliance incidents.
Location: London, England, United Kingdom; hybrid work with 1–2 office days per week
Company
is a fully regulated UK retail bank and fintech company focused on simpler, fairer, and more transparent everyday banking.
What you will do
- Review, challenge, and approve financial promotions under applicable FCA requirements.
- Provide compliance advice across retail banking products, customer journeys, and Consumer Duty obligations.
- Maintain the compliance framework, including policies, procedures, controls, monitoring, and thematic reviews.
- Advise on regulatory developments, support FCA rule implementation, and contribute to product governance and new product approvals.
- Support regulatory risk assessments, compliance reporting, audits, regulatory enquiries, and investigations of compliance incidents.
- Deliver compliance training and collaborate with Marketing, Product, Operations, Legal, Risk, and Customer Services.
Requirements
- Experience in compliance within a UK retail consumer bank or regulated financial services firm.
- Demonstrable experience reviewing and approving financial promotions under FCA rules.
- Working knowledge of the FCA Handbook, including PRIN, Consumer Duty, DISP, Financial Promotion rules, and relevant COBS requirements.
- Experience providing pragmatic advice to first-line business teams and working with compliance monitoring, regulatory risk management, and governance.
- Strong stakeholder management, communication, written, analytical, and organisational skills.
- Ability to balance regulatory requirements with commercial objectives and manage multiple priorities.
Nice to have
- Experience with consumer lending, savings, current accounts, or other retail banking products.
- Experience supporting regulatory change programmes or interacting with the Financial Conduct Authority.
- Knowledge of vulnerable customer requirements and CONC or BCOBS.
- Professional compliance qualification, such as an ICA Diploma or Advanced Certificate.
Culture & Benefits
- Hybrid work from Monday to Friday, with a modern office in Farringdon, Central London.
- 25 days of annual leave, bank holidays, a company bank holiday, birthday leave, and three personal days.
- Workplace pension, full healthcare for employees and their immediate family, enhanced parental leave, and mental health support.
- MacBook equipment and support for setting up a home office.
- Cycle to Work and Electric Car schemes, plus up to four hours of employer-sponsored volunteering time per month.
- Growth opportunities in a fast-paced, high-growth start-up.
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