7 дней назад
Associate, Clearing Operations (Fintech)
75 000 - 90 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Associate, Clearing Operations (Fintech): Supporting end-to-end clearing and settlement for retail and institutional trading businesses with an accent on DTCC workflows, trade exception management, and reconciliations. Focus on managing fails and buy-ins, resolving CTM/OASYS breaks, validating clearing records, and maintaining operational controls across self-clearing and omnibus models.
Location: Onsite at the St Pete Global HQ in Saint Petersburg, Florida, United States
Salary: $75,000–$90,000 annually, plus a discretionary bonus and full benefits.
Company
is a digital brokerage platform providing low-fee trading, market data, and analytical tools through global financial infrastructure.
What you will do
- Support daily clearing and settlement across DTCC, CNS, and non-CNS workflows.
- Execute DTC equity settlement functions, including ACAT and non-ACAT transfers, pair-offs, SPO charges, RAD management, and fail reporting.
- Manage fails and buy-ins, including broker-to-broker notices and monitoring through DTC’s Obligation Warehouse.
- Resolve trade exceptions across CTM and OASYS and perform trade, cash, and position reconciliations.
- Support institutional trade flows from allocation and affirmation through confirmation and DTCC settlement.
- Maintain aging reports, controls, SOPs, and documentation while partnering with technology, treasury, and finance on issue resolution, audits, and regulatory inquiries.
Requirements
- Bachelor’s degree in Finance, Economics, Business, or a related field.
- 3+ years of experience in clearing, settlement, or broker-dealer operations.
- Series 99 and/or Series 7 license, or the ability to acquire the required license within 90 days.
- Strong knowledge of DTCC settlement, including CNS and non-CNS, plus institutional trade flows.
- Hands-on experience with Apex Clearing, clearing omnibus or self-clearing, fails management, buy-ins, CTM/OASYS, and reconciliations.
- Understanding of back-office controls, break management, operational risk, and OCC rules and regulatory frameworks.
Nice to have
- Production experience at a retail broker-dealer.
- Ability to lead collaboratively and manage projects.
- Strong problem-solving skills and the ability to work accurately under pressure.
Culture & Benefits
- 100% company-paid medical and dental insurance for employees and dependents, plus vision coverage.
- 401(k) matching, short-term disability coverage, and commuter benefits for New York positions.
- Paid time off increasing with tenure, parental leave, personal and sick time, volunteer days, and company holidays.
- Wellness, fitness, and pet insurance benefits.
- Tuition reimbursement for relevant degrees, certifications, and training.
- In-office breakfasts, lunches, stocked kitchens, and monthly team events.
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