Associate Director, Clearing Operations (Fintech)
ΠΡΡΡ & Π‘ΠΎΠΏΡΠΎΠ²ΠΎΠ΄
ΠΠ»Ρ ΠΌΡΡΡΠ° Ρ ΡΡΠΎΠΉ Π²Π°ΠΊΠ°Π½ΡΠΈΠ΅ΠΉ Π½ΡΠΆΠ΅Π½ Plus
ΠΠΏΠΈΡΠ°Π½ΠΈΠ΅ Π²Π°ΠΊΠ°Π½ΡΠΈΠΈ
Location: Onsite at 's Global HQ in St. Petersburg, Florida, United States
Salary: $115,000β$140,000 annually, plus discretionary bonus and benefits.
Company
is a digital brokerage platform providing low-fee trading, market data, and analytical tools through global financial infrastructure.
What you will do
- Support daily clearing and settlement across DTC, CNS, and non-CNS markets for retail and institutional businesses.
- Process DTC settlement functions, ACAT and non-ACAT transfers, allocations, affirmations, confirmations, journals, and post-trade activities.
- Manage settlement exceptions, fails, buy-ins, Obligation Warehouse processing, CTM exceptions, and money differences.
- Perform daily trade, cash, position, and securities reconciliations across internal books, DTC, depositories, transfer agents, and counterparties.
- Protect customer fully paid securities through segregation and possession-and-control procedures under SEC Rule 15c3-3.
- Drive operational improvements through automation, process redesign, risk assessments, reporting, documentation, and cross-functional projects.
Requirements
- Bachelor's degree in Finance, Economics, Business Administration, or a related field.
- 7+ years of experience in broker-dealer clearing, settlement, or operations.
- Active FINRA Series 99 and/or Series 7 and Series 24 licenses, or the ability to obtain required licenses within 180 days of hire.
- Strong knowledge of DTCC settlement, including CNS and non-CNS environments, fails management, buy-ins, CTM, and operational reconciliations.
- Experience with institutional trade processing and platforms such as Broadridge, Apex, FIS Phase 3, or comparable systems.
- Experience in omnibus clearing and/or self-clearing broker-dealer environments.
Nice to have
- Retail broker-dealer operations experience.
- Leadership experience and a collaborative, team-oriented approach.
- Strong analytical, problem-solving, project management, and process improvement skills.
Culture & Benefits
- Medical, dental, and vision coverage, with medical and dental insurance fully paid for employees and dependents.
- 401(k) matching, short-term disability coverage, and other financial support.
- Paid time off, parental leave, personal and sick days, volunteer days, and company holidays.
- Wellness benefits, pet insurance, tuition reimbursement, and professional development support.
- In-person office environment with catered meals, stocked kitchens, and monthly team events.
ΠΡΠ΄ΡΡΠ΅ ΠΎΡΡΠΎΡΠΎΠΆΠ½Ρ: Π΅ΡΠ»ΠΈ ΡΠ°Π±ΠΎΡΠΎΠ΄Π°ΡΠ΅Π»Ρ ΠΏΡΠΎΡΠΈΡ Π²ΠΎΠΉΡΠΈ Π² ΠΈΡ ΡΠΈΡΡΠ΅ΠΌΡ, ΠΈΡΠΏΠΎΠ»ΡΠ·ΡΡ iCloud/Google, ΠΏΡΠΈΡΠ»Π°ΡΡ ΠΊΠΎΠ΄/ΠΏΠ°ΡΠΎΠ»Ρ, Π·Π°ΠΏΡΡΡΠΈΡΡ ΠΊΠΎΠ΄/ΠΠ, Π½Π΅ Π΄Π΅Π»Π°ΠΉΡΠ΅ ΡΡΠΎΠ³ΠΎ - ΡΡΠΎ ΠΌΠΎΡΠ΅Π½Π½ΠΈΠΊΠΈ. ΠΠ±ΡΠ·Π°ΡΠ΅Π»ΡΠ½ΠΎ ΠΆΠΌΠΈΡΠ΅ "ΠΠΎΠΆΠ°Π»ΠΎΠ²Π°ΡΡΡΡ" ΠΈΠ»ΠΈ ΠΏΠΈΡΠΈΡΠ΅ Π² ΠΏΠΎΠ΄Π΄Π΅ΡΠΆΠΊΡ. ΠΠΎΠ΄ΡΠΎΠ±Π½Π΅Π΅ Π² Π³Π°ΠΉΠ΄Π΅ β