Chief Compliance Officer (Wealth Management)

Location: Remote

Company

hirify.global is a high-growth digital family office serving entrepreneurs, professionals, and retirees through personalized financial advisory and a proprietary technology platform.

What you will do

• Lead the firm-wide compliance program in partnership with the General Counsel and external resources.
• Build scalable in-house compliance expertise, policies, procedures, and operational controls.
• Monitor regulatory developments and provide practical guidance to internal stakeholders.
• Prepare and maintain Form ADV, Form CRS, U4/U5, 13F, annual review, and other regulatory filings.
• Oversee trade reconciliation, trade reviews, best-execution oversight, books-and-records controls, and client onboarding and offboarding compliance.
• Lead mock audits, testing, annual reviews, regulatory readiness, and SEC examination coordination.

Requirements

• Extensive compliance leadership experience within SEC-registered investment advisers, multi-family offices, wealth management firms, or similar fiduciary environments.
• Deep knowledge of the Investment Advisers Act of 1940, Form ADV, Form CRS, U4/U5 filings, advisory agreements, the Custody Rule, Code of Ethics, and Reg S-ID.
• Hands-on experience with 13F filings, trade oversight, surveillance, mock audits, annual reviews, and SEC examinations.
• Experience scaling or professionalizing a compliance program in a growing RIA or advisory business.
• Strong communication, leadership, analytical, and operational judgment, with the ability to educate teams and advise executives.
• Ability to make principled decisions and implement practical solutions in a fast-paced environment.

Culture & Benefits

• Remote work environment with collaboration across advisory, engineering, tax, and operations.
• Culture centered on integrity, transparency, accountability, and high standards.
• Opportunity to help build a technology-enabled financial institution for the evolving wealth management landscape.