4 часа назад
Senior Manager, AI Risk and Supervision (AI)
120 000 - 170 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior Manager, AI Risk and Supervision (AI): Designing and implementing supervisory controls and governance frameworks for enterprise-wide and retail-facing AI/ML and rules-based models with an accent on regulatory risk, model oversight, and scalable guardrails. Focus on translating Reg BI and fiduciary requirements into testable controls, monitoring model outcomes, and coordinating risk decisions across Compliance, Risk, Technology, and Product.
Location: Westlake, TX or Austin, TX; hybrid work model with 4 days in-office and 1 day working from home. Must reside in or be willing to relocate to one of the listed areas.
Salary: USD $120,000–$170,000 per year
Company
is a financial services company focused on transforming the finance industry through investment and brokerage services.
What you will do
- Serve as the primary first-line supervisory authority for enterprise-wide and retail-facing AI/ML, analytical, and rules-based models.
- Evaluate model use cases, approve or deny planned deployments, and identify regulatory, client, and operational risks.
- Develop model supervision frameworks, risk classifications, guardrails, escalation protocols, and human-in-the-loop requirements.
- Translate regulatory requirements into preventive, detective, triage, and directive controls aligned with model risks.
- Establish monitoring, surveillance, scenario-testing, and adverse-outcome-testing strategies for model outputs and outcomes.
- Develop AI supervision policies and training for supervisors and frontline teams while partnering with Compliance, Risk, Technology, and Product.
Requirements
- 8–12+ years of experience in broker-dealer or investment advisor supervision, risk management, or compliance, with a strong retail focus.
- Experience with Regulation Best Interest, DOL fiduciary standards, communications supervision, and/or money movement controls.
- Hands-on experience with AI/ML model risk management or model governance.
- Experience designing and implementing supervisory controls in a regulated financial services environment.
- FINRA Series 7, 66, and 9/10 licenses, or equivalent.
- Must be authorized to work full-time in the United States without employer sponsorship.
Nice to have
- Experience overseeing AI-enabled or automated recommendation systems.
- Knowledge of model validation, explainability, and governance.
- Experience with regulatory exams, internal audits, and remediation programs involving model or supervisory risk.
Culture & Benefits
- Hybrid work approach combining workplace flexibility with regular in-person collaboration.
- 401(k) with company match and employee stock purchase plan.
- Paid vacation, volunteering time, and a 28-day sabbatical after five years for eligible positions.
- Paid parental leave and family-building benefits.
- Tuition reimbursement plus health, dental, and vision insurance.
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