2 часа назад
Private Securities, Platform Broker
100 000 - 150 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Private Securities, Platform Broker (Private Securities): Supporting self-service customers and partners on a private securities trading platform with an accent on customer relations, trade execution, client diligence, and compliance. Focus on advising clients on transaction structure, improving platform capabilities with Product and Marketing, and developing business prospects through referrals and networking.
Location: New York, New York, United States; hybrid schedule with 2–3 days per week in the Soho, NY office
Annual salary for New York residents: $100,000–$150,000; total compensation including bonus: $200,000–$250,000
Company
builds technology infrastructure, liquidity solutions, custody services, data, and a marketplace for private securities trading.
What you will do
- Help private company shareholders, high-net-worth individuals, and institutional investors complete trades and navigate the online platform.
- Manage customer inquiries and advise clients on structuring and executing transactions.
- Review client diligence and ensure compliance standards are met.
- Collaborate with Product, Marketing, full-service brokers, and other internal groups to improve the platform and maximize transaction volume.
- Develop business prospects through current customers, referrals, and networking.
Requirements
- At least 2 years of experience in financial services, venture capital, investment banking, sales and trading, or wealth management.
- Series 7, 63/66, and SIE licenses.
- Understanding of the private securities marketplace, private securities transactions, institutional equity research, and sales.
- Ability to build relationships with customers, clients, stakeholders, and internal teams.
- Ability to work in an online trading and fast-paced environment while providing thorough customer support.
- Excellent organizational, written, verbal communication, attention-to-detail, and follow-through skills.
Culture & Benefits
- Close collaboration within the platform broker team.
- Opportunities to expand knowledge of private securities trading and the client experience.
- Background checks include employment and education verification, criminal history searches, fingerprinting, and drug testing.
- Equal opportunity workplace committed to diversity and inclusion.
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