16 часов назад
Regulatory Compliance Associate
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Regulatory Compliance Associate (ASIC/ASX): Supporting compliance oversight, regulatory inquiries, investigations, and policy implementation for a quantitative trading firm with an accent on ASIC regulations, ASX Operating Rules, and cross-functional coordination. Focus on identifying compliance gaps, explaining complex regulatory requirements, and managing policy and issue escalation in a fast-paced trading environment.
Location: Sydney, Australia; onsite
Company
Susquehanna is a global quantitative trading firm combining trading, technology, machine learning, and quantitative research across financial products and asset classes, with a focus on derivatives.
What you will do
- Provide compliance advice and oversight to business and support functions.
- Assist with regulatory inquiries and investigations.
- Conduct routine reviews to identify and address potential compliance gaps.
- Own and maintain compliance policies and procedures in line with regulatory requirements.
- Coordinate with Trading Compliance on regulatory interpretation, policy implementation, and issue escalation.
Requirements
- 3+ years of experience in a compliance role involving critical thinking, coordination, and project management.
- Knowledge of ASIC regulations and ASX Operating Rules.
- Ability to work autonomously and manage competing priorities in a fast-paced environment.
- Strong analytical, problem-solving, organisational, and communication skills.
- Ability to collaborate across business and support functions and explain complex regulatory concepts to stakeholders.
Culture & Benefits
- Flat hierarchy with ownership and meaningful impact.
- Private healthcare, gym allowances, and wellness initiatives.
- Additional leave, including marriage leave and two bonus days annually.
- Daily breakfast and lunch in a fully stocked kitchen.
- Social, sporting, and community events, plus matched donations and corporate discounts.
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