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16 часов назад

Regulatory Compliance Associate

Формат работы
onsite
Тип работы
fulltime
Грейд
middle
Английский
b2
Страна
Australia
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Regulatory Compliance Associate (ASIC/ASX): Supporting compliance oversight, regulatory inquiries, investigations, and policy implementation for a quantitative trading firm with an accent on ASIC regulations, ASX Operating Rules, and cross-functional coordination. Focus on identifying compliance gaps, explaining complex regulatory requirements, and managing policy and issue escalation in a fast-paced trading environment.

Location: Sydney, Australia; onsite

Company

Susquehanna is a global quantitative trading firm combining trading, technology, machine learning, and quantitative research across financial products and asset classes, with a focus on derivatives.

What you will do

  • Provide compliance advice and oversight to business and support functions.
  • Assist with regulatory inquiries and investigations.
  • Conduct routine reviews to identify and address potential compliance gaps.
  • Own and maintain compliance policies and procedures in line with regulatory requirements.
  • Coordinate with Trading Compliance on regulatory interpretation, policy implementation, and issue escalation.

Requirements

  • 3+ years of experience in a compliance role involving critical thinking, coordination, and project management.
  • Knowledge of ASIC regulations and ASX Operating Rules.
  • Ability to work autonomously and manage competing priorities in a fast-paced environment.
  • Strong analytical, problem-solving, organisational, and communication skills.
  • Ability to collaborate across business and support functions and explain complex regulatory concepts to stakeholders.

Culture & Benefits

  • Flat hierarchy with ownership and meaningful impact.
  • Private healthcare, gym allowances, and wellness initiatives.
  • Additional leave, including marriage leave and two bonus days annually.
  • Daily breakfast and lunch in a fully stocked kitchen.
  • Social, sporting, and community events, plus matched donations and corporate discounts.

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