4 дня назад
Director Legal Counsel - Exchange Traded Products and Derivatives
167 400 - 300 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Director Legal Counsel - Exchange Traded Products and Derivatives (Financial Services): Supporting the strategy, development, offering, and ongoing maintenance of listed exchange traded products and private funds with an accent on securities regulation, derivatives, cryptocurrency, and commodities. Focus on drafting prospectuses and agreements, negotiating with distribution platforms and service providers, monitoring regulatory developments, and advising senior leadership on compliance impacts.
Location: Hybrid role based in Westlake, Texas, or Washington, D.C., United States
Salary: USD $167,400–$300,000 per year, plus bonus or incentive opportunities.
Company
Investment Management is an investment adviser serving Schwab Funds, ETFs, bank collective trust funds, and separately managed account strategies, with more than $1.5 trillion in assets under management.
What you will do
- Provide legal support for exchange traded products managed or sponsored by CSIM, including products investing in cryptocurrencies, commodities, futures, and other asset classes.
- Support product strategy, development, initial offerings, ongoing maintenance, and preparation and filing of prospectuses and offering memoranda.
- Advise on legal and regulatory requirements for publicly listed ETPs and private funds.
- Draft and negotiate agreements with third-party service providers and distribution platforms.
- Support annual, quarterly, and current reports, marketing disclosures, policies, and procedures.
- Monitor regulatory developments and advise senior leadership and business teams on their impact; coordinate with outside counsel and compliance colleagues.
Requirements
- Juris Doctor from a top-tier law school or an equivalent top degree, with active membership in a state bar.
- 5–10 years of legal experience in a large broker-dealer or asset management firm; relevant law firm or practical business experience may substitute for in-house experience.
- Experience with the organization and distribution of registered funds and private funds, including transactional, regulatory, and compliance aspects of derivatives.
- Familiarity with the Investment Company Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934, and the Commodity Exchange Act.
- Strong drafting, contract analysis, negotiation, communication, prioritization, and organizational skills.
- Ability to work independently, manage multiple projects, and present to senior leaders and key partners.
Culture & Benefits
- Hybrid work approach with regular in-person collaboration.
- 401(k) with company match and employee stock purchase plan.
- Health, dental, and vision insurance.
- Paid vacation, volunteering time, parental leave, and family-building benefits.
- Tuition reimbursement and a 28-day sabbatical after five years of service for eligible positions.
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