обновлено 6 дней назад
Senior Compliance Executive / Compliance Manager (ETF Compliance Advisory)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior Compliance Executive / Compliance Manager (ETF Compliance Advisory) (Asset Management/ETFs): Providing risk-based compliance guidance to the EMEA ETF business across product launches, regulatory changes, and the ongoing development of ETF products with an accent on product governance, investor-facing documentation, and investment-fund regulation. Focus on assessing regulatory developments, translating complex requirements into practical advice, and managing compliance risks across global stakeholder groups.
Location: London, United Kingdom; hybrid model with at least four full days each week in the advertised office
Company
is a global investment management firm providing investment strategies and vehicles to clients worldwide.
What you will do
- Act as a Compliance Advisory partner to the EMEA ETF business and provide practical, risk-based guidance.
- Review new ETF product proposals and support product launches by assessing compliance and regulatory considerations.
- Advise on changes to existing ETF products, product governance requirements, and regulatory implications.
- Review PRIIPs KIDs and other investor-facing product documentation for regulatory alignment.
- Monitor regulatory developments, support implementation initiatives, and deliver training on emerging risks and compliance practices.
- Partner with Compliance, Legal, Product, Distribution, and Investments to promote sound governance, fair customer outcomes, and effective conflict management.
Requirements
- Proven compliance experience in asset management, ideally involving ETFs, UCITS, or Compliance Advisory.
- Strong understanding of fund structures, ETF products, and investment-fund regulations, particularly in Ireland.
- Knowledge of relevant regulations, industry standards, and Central Bank of Ireland requirements.
- Experience advising stakeholders on product governance, regulatory change, and compliance matters.
- Bachelor’s degree in Law, Finance, Business, or a related discipline.
- Strong communication, presentation, stakeholder management, organisation, and influencing skills.
Culture & Benefits
- Collaborative and inclusive working environment with exposure to global teams.
- Company-provided healthcare, income protection, life insurance, and generous pension provisions.
- Competitive annual leave, enhanced parental leave, health and wellness benefits, and volunteering days.
- Flexible working options within the workplace model.
- Inclusive recruitment process and Disability Confident Scheme support.
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