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Senior Compliance Executive / Compliance Manager (ETF Compliance Advisory)

Формат работы
hybrid
Тип работы
fulltime
Грейд
senior
Английский
b2
Страна
UK
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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TL;DR
Senior Compliance Executive / Compliance Manager (ETF Compliance Advisory) (Asset Management/ETFs): Providing risk-based compliance guidance to the EMEA ETF business across product launches, regulatory changes, and the ongoing development of ETF products with an accent on product governance, investor-facing documentation, and investment-fund regulation. Focus on assessing regulatory developments, translating complex requirements into practical advice, and managing compliance risks across global stakeholder groups.

Location: London, United Kingdom; hybrid model with at least four full days each week in the advertised office

Company

hirify.global is a global investment management firm providing investment strategies and vehicles to clients worldwide.

What you will do

  • Act as a Compliance Advisory partner to the EMEA ETF business and provide practical, risk-based guidance.
  • Review new ETF product proposals and support product launches by assessing compliance and regulatory considerations.
  • Advise on changes to existing ETF products, product governance requirements, and regulatory implications.
  • Review PRIIPs KIDs and other investor-facing product documentation for regulatory alignment.
  • Monitor regulatory developments, support implementation initiatives, and deliver training on emerging risks and compliance practices.
  • Partner with Compliance, Legal, Product, Distribution, and Investments to promote sound governance, fair customer outcomes, and effective conflict management.

Requirements

  • Proven compliance experience in asset management, ideally involving ETFs, UCITS, or Compliance Advisory.
  • Strong understanding of fund structures, ETF products, and investment-fund regulations, particularly in Ireland.
  • Knowledge of relevant regulations, industry standards, and Central Bank of Ireland requirements.
  • Experience advising stakeholders on product governance, regulatory change, and compliance matters.
  • Bachelor’s degree in Law, Finance, Business, or a related discipline.
  • Strong communication, presentation, stakeholder management, organisation, and influencing skills.

Culture & Benefits

  • Collaborative and inclusive working environment with exposure to global teams.
  • Company-provided healthcare, income protection, life insurance, and generous pension provisions.
  • Competitive annual leave, enhanced parental leave, health and wellness benefits, and volunteering days.
  • Flexible working options within the workplace model.
  • Inclusive recruitment process and Disability Confident Scheme support.

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