Compliance Manager (Asset Management)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
TL;DR
Compliance Manager (Asset Management): Providing high-quality compliance advice and oversight for UK product provider activities with an accent on regulatory alignment for collective and pension funds. Focus on navigating complex FCA requirements, influencing business stakeholders, and ensuring fair customer outcomes within an evolving regulatory landscape.
Location: Hybrid role based in London, UK
Company
is a leading UK financial services group and major global investor, dedicated to safeguarding financial futures and building a sustainable society since 1836.
What you will do
- Provide expert compliance advice on product development, management, and distribution for UK collective and pension funds.
- Participate in regulatory change and business-led projects, offering oversight and constructive challenge.
- Advise Marketing and Distribution teams on financial promotion and disclosure requirements.
- Assess new product propositions to ensure fair customer outcomes and effective risk mitigation.
- Monitor regulatory developments and provide timely advice on emerging risks.
- Build strong relationships with business stakeholders and Risk and Compliance colleagues.
Requirements
- Experience in a compliance role within financial services, ideally in asset or fund management.
- Strong knowledge of UK regulatory requirements relating to UCITS, AIFs, and pension fund products.
- Good understanding of UK financial promotion, marketing, and disclosure rules.
- Proven ability to interpret and apply FCA rules in a practical, commercial environment.
- Strong communication and presentation skills with the ability to influence stakeholders.
- Analytical mindset capable of balancing regulatory requirements with business objectives.
Culture & Benefits
- Performance-related annual bonus plan and share schemes.
- Generous pension contribution and life assurance.
- Healthcare plan for permanent employees.
- Minimum 25 days holiday plus public holidays, increasing with service.
- Electric car salary sacrifice scheme.
- Inclusive culture with flexible working options and a focus on net-zero carbon workplaces.
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