Auditor (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
TL;DR
Auditor (Fintech): Assisting in planning and executing audits across Retirement and Wealth Management businesses with an accent on internal controls, regulatory compliance, and operational risk mitigation. Focus on leveraging data analytics and AI tools to enhance audit testing, identify process improvements, and ensure organizational excellence.
Location: Remote, but must be located within ~30 miles of the Windsor, CT office for periodic onsite meetings.
Salary: $86,900 – $108,620 USD
Company
is a leading financial services company dedicated to helping individuals and communities reach a better financial future through retirement, investment, and insurance solutions.
What you will do
- Assist in planning and executing audits within Retirement and Wealth Management lines of business.
- Perform audit procedures and prepare high-quality workpapers documenting testing and conclusions.
- Test key controls to assess operating effectiveness in accordance with IIA standards.
- Design and utilize data analytics to support audit testing and control evaluations.
- Develop audit findings, perform root cause analysis, and provide practical recommendations for process improvement.
- Collaborate with senior team members to communicate results to management.
Requirements
- Bachelor’s degree in Accounting, Finance, Business, or related field.
- 2+ years of relevant experience in audit, assurance, or related discipline.
- Must be located within ~30 miles of the Windsor, CT office.
- Basic knowledge of U.S. GAAP, internal controls, and IIA standards.
- Understanding of financial, market, credit, and regulatory risk.
- Strong analytical, problem-solving, and communication skills.
Nice to have
- Experience in public accounting, consulting, or internal audit.
- Financial services industry experience (broker-dealer, investment advisory, retirement).
- Proficiency with data analytics tools like Power BI or Tableau.
- Experience leveraging AI, GenAI, and agentic AI tools (e.g., Microsoft Copilot).
Culture & Benefits
- Comprehensive health, dental, vision, and life insurance plans.
- 401(k) Savings plan with company matching up to 6%.
- Employer-paid cash balance retirement plan (4%).
- Tuition reimbursement up to $5,250 per year.
- 20 days of paid time off plus nine company holidays and a flexible Diversity Celebration Day.
- 40 hours of paid volunteer time per calendar year.
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