3 дня назад
Senior Audit Manager (Financial Services)
122 400 - 168 300$
Мэтч & Сопровод
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Описание вакансии
Текст:
TL;DR
Senior Audit Manager (Financial Services): Planning and executing complex internal audit, SOX, MAR, and FDICIA compliance activities while evaluating risk management, control, and governance processes with an accent on control deficiencies, risk assessments, and management action plans. Focus on leading multiple audit projects, coordinating with control groups, presenting results to management, and managing scope, schedules, and deliverables.
Location: Minneapolis, Minnesota, United States. Hybrid arrangement with at least four days per week in the office and one day per week working from home.
Base salary: $122,400–$168,300 per year, with potential variable compensation and long-term incentives.
Company
is a diversified financial services company providing financial planning and advice, asset management, insurance, and annuity services.
What you will do
- Plan and execute complex internal audit, SOX, MAR, and FDICIA compliance activities.
- Evaluate and improve risk management, control, and governance processes.
- Identify control deficiencies, assess exposure and significance, and recommend cost-effective remediation.
- Monitor and validate Management Action Plans and recommend closure when deficiencies are addressed.
- Lead and supervise audit and Risk & Control Services projects, managing scope, schedules, and deliverables.
- Coordinate with control groups, escalate roadblocks, complete risk assessments, and present objectives and results to management.
Requirements
- Bachelor’s degree and 5+ years of experience.
- Experience leading multiple projects and coordinating work with control groups.
- Knowledge across multiple lines of business or in a critical subject-matter area.
- Ability to transfer knowledge and help others develop audit and business skills.
- Solid knowledge and application of control and audit theory.
- Valid U.S. work authorization without current or future visa sponsorship requirements.
Nice to have
- Finance or accounting degree.
- CIA, CISA, CPA, or CFSA certification.
- Financial services experience.
- Broker-dealer experience.
Culture & Benefits
- Face-to-face collaboration and in-person relationship building are central to the work environment.
- Flexible work-from-home arrangement of one day per week.
- Vacation and sick time.
- 401(k) and health, dental, and life insurance benefits.
- Potential bonus, commissions, and long-term incentives depending on the role.
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