Compliance Advisory Manager (Fintech)
Мэтч & Сопровод
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Описание вакансии
TL;DR
Compliance Advisory Manager (Fintech): Providing independent review, advice, and constructive challenge to manage regulatory and conduct risks within a FTSE250 FinTech. Focus on reviewing financial promotions to ensure compliance with FCA and Consumer Duty requirements while enabling commercial growth.
Location: City of London, UK. Must be comfortable working from the London office a minimum of three days per week.
Company
is a publicly-traded FTSE250 FinTech company providing platforms for trading stocks, shares, leveraged products, and crypto.
What you will do
- Provide Line 2 review and advice on new products, customer initiatives, and market expansions.
- Review and approve financial promotions to ensure compliance with FCA rules, FSMA, and Consumer Duty.
- Partner with marketing and product teams to develop compliant communication strategies from the outset.
- Assess compliance and conduct risks arising from evolving business activities.
- Enhance financial promotions governance and internal controls to improve efficiency.
- Deliver training and coaching to business teams to strengthen first-line compliance capability.
Requirements
- 5–8 years of compliance experience within financial services.
- Strong technical expertise in UK financial promotions regulation and FCA rules.
- Bachelor's degree in Law, Business, Finance, Economics, or a related field.
- Experience collaborating with marketing and product teams in fast-paced environments.
- Must be based in or able to work from the London office (minimum 3 days per week).
Culture & Benefits
- 12% Flexible Benefits Package including pension, insurance, and medical plans.
- Annual performance-based bonus scheme.
- Flexible working hours and work-from-home opportunities.
- Unlimited access to LinkedIn Learning and tailored professional development programs.
- Two days of volunteering leave per year and a day off on your birthday.
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