Compliance Associate (Risk Management)

TL;DR

Compliance Associate (Risk Management): Implementing and maintaining the firm's integrated regulatory compliance program with an accent on Risk and Control Self-Assessments (RCSA). Focus on analyzing risk trends, managing regulatory change, and collaborating with cross-functional teams to ensure best-in-class compliance standards.

Location: Must be based in New York, NY, United States

Salary: $85,000 - $140,000

Company

hirify.global is a leading global investment banking, securities, and investment management firm founded in 1869.

What you will do

• Contribute to the strategy and execution of the Compliance Division’s Risk and Control Self-Assessment (RCSA).
• Manage risk and control inventory, taxonomy, training, and status communications.
• Facilitate execution of assessments by meeting directly with Divisional Compliance risk and control assessors.
• Analyze trends in risk assessment results and develop reporting dashboards for senior management.
• Partner with Compliance Engineering on UAT and system enhancements.
• Support responses to regulatory and internal reviews and audits.

Requirements

• Bachelor's degree required.
• Minimum of 3-4 years of experience in compliance or risk management within financial services or consulting.
• Must be based in New York, NY.
• Strong stakeholder and project management skills.
• Advanced proficiency in MS Office, particularly PowerPoint and Excel.
• Experience with risk and control self-assessments.

Nice to have

• Knowledge of issue management.
• Knowledge of non-financial risk management frameworks.
• Comfortable using AI tooling to support analytical reviews.

Culture & Benefits

• Commitment to diversity and inclusion through firmwide networks.
• Access to training and professional development opportunities.
• Comprehensive wellness, personal finance offerings, and mindfulness programs.
• Collaborative environment with professionals from diverse academic backgrounds.