Associate Regional Compliance

Location: Birmingham, West Midlands, England, United Kingdom; the role supports the ORR and Regional Country Compliance team and includes regulatory meetings and audits, typically in person.

Company

hirify.global is a global investment banking, securities, and investment management firm founded in 1869 and headquartered in New York.

What you will do

• Interpret regulatory information requests and identify the relevant data sources and owners.
• Collect, review, and compile trading data, electronic communications, voice recordings, and client documentation for regulatory responses.
• Coordinate FCA and PRA meetings, audits, reviews, and related onsite engagements across EMEA.
• Support governance arrangements, including the framework for Senior Manager Arrangements.
• Contribute to compliance projects, regulatory change working groups, conduct initiatives, and business planning.
• Prepare Compliance Management reporting, regulatory submissions, licensing applications, and fee payments.

Requirements

• Experience in a UK regulatory engagement role or a similar function.
• Familiarity with the UK and/or EU financial services regulatory framework.
• Experience in compliance, risk management, strategic projects, or change management.
• Strong analytical, problem-solving, written, oral, and interpersonal communication skills.
• Ability to manage multiple priorities and work independently and collaboratively in a fast-changing, high-pressure environment.

Culture & Benefits

• Work with colleagues from legal, accounting, sales, trading, and other professional backgrounds.
• Access to training and development opportunities and firmwide professional networks.
• Benefits and programs covering wellness, personal finance, and mindfulness.
• Commitment to diversity, inclusion, and reasonable accommodations during the recruiting process.