Office of Regulatory Relations, Regional Country Compliance, Vice President, London

Location: London, Greater London, England, United Kingdom

Company

hirify.global is a global investment banking, securities, and investment management firm founded in 1869, headquartered in New York with offices worldwide.

What you will do

• Coordinate the firm's regulatory relationships and EMEA compliance deliverables, including enquiries from the FCA and PRA.
• Interpret regulatory information requests, identify data owners and sources, and review trading data, communications, recordings, and client documentation.
• Coordinate regulatory meetings, audits, and reviews, including preparation for and attendance at FCA onsite meetings.
• Support governance arrangements and the framework for Senior Manager Arrangements.
• Deliver regulatory programme workstreams, compliance management reporting, business planning, and conduct initiatives.
• Facilitate regulatory licensing applications, fee payments, and Compliance-owned non-financial regulatory reports.

Requirements

• Experience in a UK regulatory engagement role or a similar function.
• Familiarity with the UK and/or EU financial services regulatory framework.
• Experience in Compliance or a risk-based function.
• Experience delivering strategic projects or change management initiatives.
• Excellent written and verbal communication, interpersonal, analytical, and problem-solving skills.
• Ability to manage multiple priorities under pressure and work independently and collaboratively.

Culture & Benefits

• Work with colleagues from legal, accounting, sales, trading, and other professional backgrounds.
• Access training and development opportunities and firmwide professional networks.
• Benefits include wellness and personal finance offerings and mindfulness programmes.
• Reasonable accommodations are available during the recruiting process for candidates with disabilities or special needs.