Vice President Compliance (Asset Management)

TL;DR

Vice President Compliance (Asset Management): Oversee and support compliance activities within hirify.global’ Asset Management Division, focusing on regulatory adherence, risk mitigation, and policy development. Focus on advising business teams, conducting forensic reviews, and managing regulatory examinations in a complex, global financial environment.

Location: New York, NY, United States (onsite)

Salary: $100,000 - $250,000 USD

Company

hirify.global is a leading global investment banking, securities, and investment management firm headquartered in New York, committed to fostering diversity and inclusion.

What you will do

• Provide compliance oversight and advice to Asset Management Division personnel on regulatory and firm requirements.
• Develop, draft, and maintain compliance policies and procedures.
• Create and deliver compliance training programs.
• Review product marketing materials for compliance adherence.
• Perform testing, surveillances, and forensic reviews to identify compliance risks and breaches.
• Assist with regulatory examinations, audits, and inquiries.
• Analyze new or amended laws and regulations to formulate practical compliance solutions.
• Coordinate with business and internal stakeholders on new initiatives and regulatory requirements.

Requirements

• Bachelor’s Degree, JD, or MBA.
• 4-6 years of experience in Compliance, Legal, Regulatory, or Financial Services.
• Excellent communication, judgment, organizational, and project management skills.
• Ability to manage multiple tasks in a fast-paced environment.
• Location: Must be based in New York, NY, United States (onsite).

Culture & Benefits

• Competitive benefits and wellness offerings for full-time and part-time US employees.
• Commitment to diversity, inclusion, and professional development.
• Supportive work environment with training and mindfulness programs.