Director, Securities Compliance (AI)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
TL;DR
Director, Securities Compliance (AI): Strengthening and maturing securities and ethics compliance capability for a GPU cloud engineered for AI with an accent on MNPI governance, conflicts of interest, and personal-account dealing controls. Focus on designing pragmatic, defensible processes and managing regulatory risks across global functions.
Location: New York or Seattle
Salary: $170,000 - $300,000 USD
Company
is a high-performance GPU cloud infrastructure provider designed to reduce the complexity of AI development for startups and enterprises.
What you will do
- Design, implement, and operate the securities and dealing compliance framework, including MNPI and conflicts controls.
- Provide authoritative technical advice and approvals to employees and executives on securities compliance.
- Build and maintain restricted-information and conflicts registers with rigorous record retention.
- Lead issue identification, escalation, and remediation for securities and dealing control matters.
- Develop and deliver effective compliance training and periodic certifications for relevant populations.
- Support assurance and response to regulatory, audit, and internal review requests.
Requirements
- At least 8 years of deep expertise in securities and dealing compliance, ideally with cross-border exposure.
- Strong technical command of MNPI, conflicts controls, and personal-account dealing.
- Hands-on track record of both designing and personally operating compliance processes in fast-scaling environments.
- Proven ability to manage highly sensitive information and constructively challenge executives.
- Must be based in New York or Seattle.
- Experience in Hyperscalers, AI labs, or technology in-house is preferred.
Culture & Benefits
- Culture of relentless innovation, ownership, and accountability.
- Competitive benefits package including medical, dental, and vision insurance.
- Flexible paid time off and parental leave.
- Retirement plan participation.
- Environment built on openness, transparency, and excellence.
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