SMCR Specialist (Compliance)

TL;DR

SMCR Specialist (Compliance): Providing expert regulatory support for Senior Managers & Certification Regime (SMCR) processes with an accent on FCA/PRA rulebook interpretation and governance. Focus on managing responsibilities maps, regulatory applications, and system administration to ensure organizational compliance.

Location: Must be based in or able to work from Reading, UK

Company

A leading savings and investment firm with over 175 years of history, combining asset management and insurance expertise to provide long-term financial solutions.

What you will do

• Provide expert advice on Certification processes, requirements, and categorization.
• Manage and maintain Responsibilities Maps (MRMs) for all UK regulated entities.
• Support regulatory applications by reviewing competency maps and induction plans.
• Coordinate SMCR Governance Forum activities and maintain regulatory breach trackers.
• Act as a superuser for SMCR systems, identifying issues and liaising with providers.
• Deliver ad hoc training on SMCR and conduct rules to business stakeholders.

Requirements

• In-depth knowledge of the Senior Managers Certification Regime (SMCR) and FCA/PRA rulebooks.
• Previous experience in regulation, risk, controls, or a governance role.
• Ability to translate complex regulatory rules into actionable compliance advice.
• Experience with HR or Compliance systems and MI reporting.
• Strong presentation skills and ability to create professional documentation.
• Background in HR, Governance, or Compliance.

Culture & Benefits

• Competitive pension scheme (18% total contribution).
• 38 days annual leave including bank holidays, with options to purchase extra days.
• Comprehensive private healthcare, critical illness cover, and life assurance.
• Market-leading Inspiring Families policy with paid parental leave.
• Flexible working arrangements and workplace accommodations available.
• Inclusive culture with active employee-led networks and disability-confident leadership.