Risk and Compliance Senior Associate (Fintech)
Мэтч & Сопровод
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Описание вакансии
TL;DR
Risk and Compliance Senior Associate (Fintech): Building and strengthening scalable compliance frameworks and risk management processes for UK with an accent on FCA regulatory requirements and Consumer Duty. Focus on leading compliance monitoring programs, assessing regulatory impacts, and partnering with product teams to ensure responsible growth.
Location: Must be based in London, UK (Hybrid: in-person attendance expected at least 3 days per week)
Company
A financial services platform on a mission to democratize finance for all by providing access to financial markets for customers worldwide.
What you will do
- Design, implement, and enhance compliance and risk management processes aligned with internal policies and regulatory requirements.
- Lead the UK compliance monitoring program, including coordinating reviews and tracking remediation activities.
- Evaluate upcoming regulatory developments and their impact on business operations, policies, and controls.
- Provide guidance on compliance approvals for financial promotions, product reviews, and complaints investigations.
- Partner with Product, Legal, and Operations teams to identify risks and improve compliance reporting.
Requirements
- Must be based in the United Kingdom.
- 3-5 years of compliance experience within UK financial services, specifically in an FCA-regulated environment.
- Strong knowledge of Consumer Duty, financial promotions, complaints handling, and risk & control frameworks.
- Experience managing compliance projects involving multiple business areas and operational stakeholders.
- Clear written and verbal communication skills with high attention to detail.
Culture & Benefits
- Performance-driven compensation with bonus programs and equity ownership.
- Top-tier health, ancillary, and mental health insurance.
- Flexible "Lifestyle Wallet" for wellness, childcare, and learning expenses.
- Comprehensive time off including paid vacation, sick leave, and volunteer time.
- Premium office experience with catered meals and a monthly commuter stipend.
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