обновлено 4 дня назад
Senior Manager - MarketWatch
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Описание вакансии
Текст:
TL;DR
Senior Manager - MarketWatch (Market Surveillance): Overseeing real-time and post-trade surveillance of listed-equity trading with an accent on investigations, regulatory referrals, and decisions affecting market integrity. Focus on analyzing complex trading anomalies, supervising surveillance analysts, and coordinating with technology teams, regulators, issuers, and member firms.
Location: Philadelphia, Pennsylvania, United States
Company
operates financial markets and a multifaceted surveillance program covering listed-equity trading, issuer disclosures, exchange rules, and market participant compliance.
What you will do
- Oversee real-time and post-trade surveillance for trading in listed equities, including alert review, anomaly analysis, triage, investigations, and referrals.
- Interpret suspected market abuse and disciplinary referrals and make decisions regarding actions such as trade breaks and suspensions.
- Supervise, develop, recruit, and retain surveillance analysts, including responsibility for training and staffing matters.
- Collaborate with software developers and the Surveillance Technology group to improve quality assurance, proprietary systems, tools, and operational efficiency.
- Communicate with issuers, counsel, member firms, the SEC, FINRA, internal partners, and the public regarding rules, policies, and procedures.
- Manage regulatory operations projects, policy initiatives, task forces, presentations, budgeting support, and strategic recommendations.
Requirements
- Undergraduate degree in business, accounting, finance, data analytics, or a related field.
- At least 3 years of experience in regulatory work, securities trading, data analytics, financial investigations, or a related area.
- Ability to work under pressure and exercise decisive judgment on significant events affecting the investing public.
- Excellent verbal and written communication, multitasking, presentation, and negotiation skills.
- Philadelphia-based work location in the United States.
Culture & Benefits
- 401(k) program with a 6% employer match and employee stock purchase program with a 15% discount.
- Annual bonus or commissions, equity, competitive benefits, and paid time off.
- Medical, dental, and vision coverage, health spending account contributions, paid flex days, and gym discounts.
- Hybrid home/office schedules for most positions, paid parental and bereavement leave, and fertility benefits.
- Education assistance, job skills training, professional development opportunities, employee resource groups, and paid volunteer days.
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