Global Banking & Markets Operations Regulatory Reporting Associate (Fintech)

Location: Onsite in Dallas, Texas, United States

Company

A global financial services firm providing investment banking, securities, and investment management services to corporations, financial institutions, governments, and individuals.

What you will do

• Manage accurate, complete, and timely regulatory reporting while identifying and mitigating operational risks.
• Analyze daily reporting data, investigate issues, remediate problems, and improve processes and controls.
• Develop expertise in North American transaction-reporting obligations, including CFTC P45, P43, Electronic Blue Sheet, and Consolidated Audit Trail reporting.
• Assess the impact of new markets, products, reorganizations, system changes, and regulatory changes on reporting processes.
• Collaborate with Engineering, Technology, Legal, Compliance, Operations, and business units on data integrity, change programs, and issue resolution.
• Drive automation and AI-led data analytics initiatives from ideation through implementation.

Requirements

• Bachelor’s degree required.
• 2–3 years of preferred experience in financial services or business operations.
• Experience with audit, analysis, compliance, business support, daily processing, project management, risk management, or operational planning.
• Proficiency with Microsoft Office and data analytics tools such as Alteryx; experience using AI solutions such as Copilot.
• Knowledge of securities trading flows, regulatory obligations, data analysis, compliance, or regulatory reporting is preferred.
• Strong analytical, problem-solving, documentation, communication, prioritization, and risk-awareness skills.

Culture & Benefits

• Work within a global Operations organization focused on client service, process innovation, and risk management.
• Collaborate with stakeholders across financial, technology, legal, compliance, and business functions.
• Access training and professional development opportunities, firmwide networks, wellness resources, and personal finance offerings.
• Commitment to diversity, inclusion, reasonable accommodations, and equal employment opportunity.