Regional Risk Manager (Fintech)

TL;DR

Regional Risk Manager (Fintech): Managing and mitigating economic, operational, and reputational risks within the Private Wealth Management division with an accent on portfolio suitability, regulatory compliance, and internal policy adherence. Focus on analyzing complex client portfolios, advising senior management on risk thresholds, and collaborating with legal and compliance teams to ensure business integrity.

Location: Must be based in Dallas, TX, United States

Company

hirify.global is a leading global investment banking, securities, and investment management firm committed to helping clients and communities grow.

What you will do

• Review and analyze client portfolios for risk and suitability, including transaction history and account activity.
• Identify inconsistencies between account activity and internal investment policy guidelines.
• Advise Private Wealth Advisors on risk mitigation and establish appropriate risk thresholds.
• Collaborate with Compliance and Legal teams to assess risks for non-traditional business opportunities.
• Report key client and business risks to regional management teams and the PWM Risk Working Group.
• Develop risk analytics and reporting in partnership with the Strats team.

Requirements

• Minimum of 3 years of experience in a financial organization, preferably in private wealth or risk/compliance.
• Working knowledge of private wealth products, including structured products and derivatives.
• Series 7, 63, and SIE licenses required (or must be obtained within 6 months).
• Strong analytical skills with the ability to communicate commercial implications of financial data.
• Exceptional communication skills and the ability to work closely with senior management.
• Ability to manage multiple projects independently in a fast-paced environment.

Culture & Benefits

• Commitment to diversity, inclusion, and professional development.
• Access to firmwide networks, wellness programs, and personal finance offerings.
• Opportunity to work within a growing global business with exposure to senior leadership.
• Supportive environment with a focus on training and career growth.