Compliance Monitoring Manager
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
TL;DR
Compliance Monitoring Manager (Finance): Leading complex, high-risk compliance monitoring reviews across jurisdictions with an accent on risk-based testing, thematic analysis, and systemic issue identification. Focus on providing technical guidance to the team, ensuring high-quality reporting, and supporting the Associate Director in embedding the Group Compliance Monitoring Framework.
Location: St Helier (Hybrid)
Company
is a financial services firm committed to building a diverse and inclusive workforce.
What you will do
- Lead complex, high-risk, and cross-jurisdictional compliance monitoring reviews from planning to reporting.
- Define and challenge review scope, testing strategies, and sampling approaches to ensure they are risk-based.
- Draft clear, commercially aware reports with robust findings and practical recommendations.
- Identify thematic trends, recurring control weaknesses, and root causes across monitoring activities.
- Provide technical guidance, mentoring, and quality support to less experienced team members.
- Deputise for the Associate Director on selected workstreams and stakeholder interactions.
Requirements
- Significant experience in compliance monitoring, compliance assurance, risk, or internal audit roles.
- Demonstrable experience leading complex reviews and producing high-quality written outputs.
- Strong understanding of regulatory expectations and control environments within financial services.
- Ability to identify root causes and systemic issues from review outcomes.
- Strong stakeholder management skills with the ability to influence across seniority levels.
- Confident communicator capable of providing credible challenge.
Culture & Benefits
- Competitive salary and discretionary bonus scheme.
- Flexible, hybrid working arrangements.
- Ability to work abroad for up to 3 weeks per annum.
- Generous holiday allowance and pension scheme.
- Private medical insurance, life assurance, and worldwide travel insurance.
- Health and wellbeing programmes and on-site parking.
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