SOX Manager (Fintech)

TL;DR

SOX Manager (Fintech): Leading the execution and continuous improvement of the Sarbanes-Oxley (SOX) Section 404 compliance program for business processes and IT application controls with an accent on risk assessment, audit coordination, and ICFR environment. Focus on driving process optimization, automating controls, and managing remediation plans in a high-growth environment.

Location: Must be based in the United States (Remote-eligible or hybrid in San Jose, CA or Draper, UT)

Salary: $97,200 – $142,500 USD

Company

A financial automation company providing innovative tools to help businesses replace outdated financial processes and gain operational control.

What you will do

• Lead the annual SOX compliance lifecycle for business processes and ITAC, including scoping, risk assessment, documentation, and testing coordination.
• Perform qualitative and quantitative risk assessments to identify significant accounts, assertions, and key controls.
• Serve as the primary point of contact and liaison between management, control owners, Internal Audit, and External Auditors.
• Evaluate control deficiencies and partner with business owners to develop and track actionable remediation plans.
• Drive control rationalization by streamlining operations and increasing the use of automated controls or GRC tools.
• Manage SOX project timelines, track milestones, and prepare regular status and deficiency reports for management.

Requirements

• Bachelor’s degree in Accounting, Finance, or a related field.
• Minimum of 7+ years of progressive experience in Big 4 public accounting (Audit or Risk Advisory) focused on SOX 404 and ICFR for large accelerated filers.
• Must have authorization to work in the United States without requiring visa sponsorship now or in the future.
• Deep understanding of SOX Section 404 requirements, the COSO framework, and PCAOB auditing standards.
• Active Certified Public Accountant (CPA) or Certified Internal Auditor (CIA) certification is strongly preferred.
• Experience navigating and evaluating controls within major ERP systems (e.g., NetSuite).

Nice to have

• Experience in the Fintech or technology sector.
• CISA certification.

Culture & Benefits

• 100% paid employee health, dental, and vision plans (HMO, PPO, or HDHP).
• 401(k) retirement plan, HSA, and FSA accounts.
• Flexible time off, 11+ observed holidays, and wellness days.
• Employee Stock Purchase Program with employee discounts.
• Wellness and fitness initiatives, along with employee recognition programs.