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Regulatory and Compliance - Associate (Investment Compliance)

80 000 - 95 000CAD
Формат работы
hybrid
Тип работы
fulltime
Грейд
middle
Английский
b2
Страна
Canada
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Regulatory and Compliance - Associate (Investment Compliance): Supporting regulatory compliance for iCapital’s Canadian investment business with an accent on securities laws, compliance policies, regulatory filings, and corporate governance. Focus on monitoring regulatory developments, coordinating audits and board meetings, managing compliance records and deadlines, and interpreting National Instrument requirements.

Location: Toronto, Ontario, Canada; office attendance required Monday through Thursday, with remote work available on Friday

Salary: CAD 80,000–95,000 per year

Company

hirify.global operates an international investment platform through multiple entities, including regulated businesses in Canada.

What you will do

  • Develop, implement, communicate, maintain, and monitor compliance policies and procedures for securities regulations including NI 31-103, NI 81-102, and NI 45-106.
  • Prepare and file regulatory reports, capital market participation fee filings, certifications, and other compliance documentation.
  • Manage the Canada Compliance Calendar, deadlines, records, and regulatory filings.
  • Support regulatory audits, inquiries, inspections, and monitoring of regulatory developments.
  • Coordinate compliance training, employee attestations, board meetings, meeting packages, and minutes.
  • Partner with business teams, internal departments, external parties, and stakeholders on compliance and corporate governance matters.

Requirements

  • 2–5 years of experience in compliance, business controls, operations, or regulatory work with an investment fund manager, portfolio manager, or exempt market dealer regulated by Canadian securities authorities.
  • Expertise in private funds and investment management compliance.
  • Experience interpreting regulatory requirements, with strong analytical skills and attention to detail.
  • Strong written and verbal communication skills and the ability to manage multiple deadlines independently or collaboratively.
  • Strong computer skills, including Word, Excel, PowerPoint, and DocuSign.

Nice to have

  • Bilingual English and French communication skills.
  • Experience with regulatory filings.
  • Adaptability and an entrepreneurial approach in a fast-paced, high-growth company.

Culture & Benefits

  • Hybrid schedule with four office days and one remote day each week.
  • Salary, equity for all full-time employees, and an annual performance bonus.
  • Employer-matched retirement plan and subsidized healthcare.
  • Employer-paid dental, vision, telemedicine, and virtual mental health counseling.
  • Parental leave and unlimited paid time off.

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