Investment Compliance Analyst (Finance)

TL;DR

Investment Compliance Analyst (Finance): Executing compliance oversight programs, including controls, testing, and monitoring of investment guidelines with an accent on regulatory standards and order management system administration. Focus on performing pre- and post-trade compliance support, conducting forensic testing, and implementing automated analytic solutions to mitigate regulatory risks.

Location: Austin, USA (Hybrid)

Company

hirify.global is a global investment firm dedicated to applying financial science to the management of client portfolios.

What you will do

• Provide pre- and post-trade compliance support to Portfolio Management and Trading staff.
• Extract and review investment guideline coding from prospectuses, SAIs, and contractual documents.
• Administer the order management system, including rule creation, testing, and production enhancements.
• Design and execute internal controls, surveillance, and forensic testing of the front office compliance program.
• Analyze records and reports using SQL and CRIMS to ensure adherence to regulatory standards like the Investment Adviser’s Act of 1940 and UCITS.
• Identify and implement automated analytic solutions to mitigate regulatory risks.

Requirements

• Bachelor’s degree in a business-related field.
• Proficiency in SQL and the Microsoft Office suite.
• Strong analytical mindset with the ability to synthesize complex data.
• Excellent written and oral communication skills.
• Must be authorized to work in the US; this role is not eligible for immigration sponsorship.

Nice to have

• Advanced degrees or professional certifications such as CFA or CRCM.
• Series 7 certification or the ability to obtain it within one year of hire.
• Experience with Charles River or other order management systems.
• Knowledge of operational, financial, or regulatory audits.

Culture & Benefits

• Comprehensive benefits package to support health and family.
• Educational initiatives and programs for career growth.
• Hybrid work arrangement.
• Inclusive corporate culture with equal opportunity policies.