Compliance Monitoring Manager (Fintech)

TL;DR

Compliance Monitoring Manager (Fintech): Developing and overseeing the Bank’s compliance risk assessment and monitoring programs with an accent on consumer compliance and regulatory requirements. Focus on performing targeted testing, resolving complex compliance issues, and ensuring adherence to CFPB, FDIC, and OCC standards.

Location: Draper, UT

Salary: $100,000 - $130,000

Company

A diversified and innovative company providing student loan servicing, professional services, consumer loans, and payment processing.

What you will do

• Develop and oversee the Bank’s compliance risk assessment and testing programs.
• Perform targeted testing for consumer compliance, banking requirements, and internal policies.
• Resolve complex compliance issues and validate the results of first-line testing teams.
• Identify control deficiencies and evaluate risk implications for management.
• Proactively assess compliance risks for new systems, products, and services.
• Coordinate with corporate compliance to analyze industry news and regulatory changes.

Requirements

• 5+ years of experience in audit, compliance, banking, or risk management.
• Direct involvement with regulatory examinations (CFPB, FDIC, OCC, etc.) is required.
• Deep knowledge of UDAAP, Truth in Lending Act, Equal Credit Opportunity Act, and Fair Credit Reporting Act.
• Bachelor’s Degree in a related field preferred.
• CRCM or similar professional certification preferred.

Culture & Benefits

• Comprehensive health package including medical, dental, vision, HSA, and FSA.
• Financial perks: 401K, student loan repayment, and employee stock purchase program.
• Generous earned time off and performance-based incentive pay.
• Support for professional growth via tuition reimbursement.
• Wellness program and employee assistance program.