Associate General Counsel - Capital Markets (Finance)
Мэтч & Сопровод
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Описание вакансии
TL;DR
Associate General Counsel (Capital Markets): Providing legal advice and guidance for capital markets businesses with an accent on fixed income, municipal bonds, and regulatory compliance. Focus on drafting complex transaction agreements, managing capital markets litigation, and ensuring adherence to federal and state securities laws.
Location: Must be based in Denver, CO (onsite)
Salary: $150,000 - $225,000 yearly
Company
is an independent, employee-owned financial services company with a 90-year history of integrity and ethics.
What you will do
- Provide legal advice to senior management and producers regarding capital markets activities.
- Serve as primary legal counsel for Fixed Income and Equity Capital Markets business units.
- Draft, review, and negotiate underwriting agreements, municipal advisory agreements, and commercial contracts.
- Monitor and interpret changing laws and regulations to update internal policies and business practices.
- Manage capital markets litigation, including supervising outside counsel and coordinating resolution strategies.
- Collaborate with Compliance and risk functions on regulatory, licensing, and customer-related matters.
Requirements
- Juris Doctor degree and an active license to practice law in at least one U.S. jurisdiction.
- Significant experience advising financial institutions, specifically broker-dealers and municipal advisors.
- Deep knowledge of federal and state securities laws, with a focus on fixed income products.
- Proven track record in drafting transaction documentation and client-facing disclosure materials.
- Ability to manage multiple complex matters concurrently in a fast-paced environment.
- Ability to maintain regular, predictable attendance in Denver, CO.
Culture & Benefits
- Comprehensive medical, dental, and vision insurance.
- Company 401(k) and ESOP contributions.
- Generous paid time off, including sick, vacation, and maternity/parental leave.
- Professional development opportunities and tuition reimbursement up to $15,000 lifetime cap.
- Employee-owned corporate culture focused on integrity, professional responsibility, and community giving.
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