Compliance Analyst (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
TL;DR
Compliance Analyst (Fintech): Reviewing and interpreting complex legal documents to ensure compliance for securitization trusts and preparing regulatory filings with an accent on SEC reporting. Focus on producing highly accurate Forms 10-D, ABS-EE, 10-K, and ABS-15G and managing Regulation AB audits.
Location: Hybrid (Fort Worth, TX). Must be based in the US; visa sponsorship is not provided.
Company
is a global provider of auto finance solutions and a wholly owned captive finance subsidiary of General Motors.
What you will do
- Prepare monthly and annual SEC filings, including Forms 10-D, ABS-EE, 10-K, and ABS-15G.
- Manage the annual Regulation AB audit for one or more securitization platforms.
- Develop and maintain detailed procedures for all SEC filing requirements.
- Prepare annual Officer’s Certificates with minimal supervision.
- Analyze current market trends and developments in securitization regulation.
Requirements
- 0-2 years of experience in a Compliance Analysis role.
- Bachelor's degree in Accounting, Finance, or Paralegal training.
- Knowledge of corporate finance and securitization compliance requirements.
- Experience with financial filing software and SEC reporting.
- Must be based in the US; visa sponsorship is not available.
Culture & Benefits
- Flexible hybrid work environment (2 days a week in office).
- Generous benefits package available on day one, including 401K matching.
- 12 weeks of 100% paid bonding leave for new parents.
- Tuition assistance and GM employee auto discount.
- Community service pay and nine company holidays.
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