Manager, Regulatory Compliance (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
TL;DR
Manager, Regulatory Compliance (Fintech): Overseeing and monitoring the regulatory change management program to ensure compliance with federal, state, and local regulations with an accent on risk assessment and policy implementation. Focus on monitoring legislative activity, conducting root cause analysis for audit findings, and ensuring cross-departmental alignment of compliance strategies.
Location: Must be based in the USA
Salary: $84,000–$95,000 per year
Company
is a leading distributed retail mortgage lender operating across all 50 US states, D.C., and Puerto Rico.
What you will do
- Monitor new and upcoming regulatory activities and assess their impact on organizational policies, procedures, and controls.
- Manage the compliance regulatory change management program, ensuring documentation in the change management platform.
- Conduct risk assessments, document emerging risks, and perform UAT and validation testing.
- Prepare and present detailed compliance reports to executive and senior management teams.
- Serve as the primary point of contact for internal and external audits and examinations.
- Provide guidance and training to employees regarding regulatory requirements and internal policies.
Requirements
- Bachelor's degree or equivalent combination of education and experience.
- Minimum 5 years of experience within a financial institution.
- Minimum 3 years of risk management or compliance experience.
- Working knowledge of federal and state mortgage lending regulations (e.g., Dodd-Frank, RESPA, TILA, ECOA, HMDA).
- Understanding of mortgage lending operations, including processing, underwriting, and closing.
- Proficiency with Microsoft Office Suite.
Nice to have
- Experience with Encompass and Mavent.
- Proficiency with JIRA.
- Fees compliance experience.
Culture & Benefits
- Competitive compensation plan with a robust benefits package.
- Comprehensive medical, dental, and vision insurance.
- 401K retirement plan.
- Company-provided short-term disability.
- Employee assistance and wellness programs.
Будьте осторожны: если работодатель просит войти в их систему, используя iCloud/Google, прислать код/пароль, запустить код/ПО, не делайте этого - это мошенники. Обязательно жмите "Пожаловаться" или пишите в поддержку. Подробнее в гайде →