Senior Compliance and Risk Manager (Finance)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
TL;DR
Senior Compliance and Risk Manager (Finance): Supporting the Australian Head of Compliance and Risk Management in overseeing compliance and risk frameworks for the Australian office with an accent on regulatory adherence, fiduciary obligations, and internal monitoring. Focus on developing compliance management frameworks, analyzing regulatory changes, and coordinating with auditors and the Board.
Location: Must be based in Sydney, Australia
Company
is a global investment firm specializing in evidence-based fund management.
What you will do
- Develop and maintain the compliance management framework aligned with the firm's business and strategic objectives.
- Identify and analyze compliance obligations and monitor regulatory and industry developments.
- Implement and oversee the operational compliance and monitoring programs, including internal controls and registers.
- Serve as Secretary for the Risk and Fiduciary, Compliance, and PDS Due Diligence Committees.
- Prepare comprehensive compliance reports for management, the Board, and external regulators.
- Provide expert compliance advice and training to staff across all operational levels.
Requirements
- Bachelor’s degree in finance, law, or a related field.
- Minimum 7 years of experience in compliance and risk management within the financial services industry, preferably in fund management.
- Practical experience in implementing and maintaining corporate compliance programs.
- Deep understanding of the legal and regulatory environment relevant to the industry.
- Strong project planning, management, and organizational skills.
- Must be based in Sydney, Australia
Culture & Benefits
- Comprehensive benefits package for employees and their families.
- Educational initiatives and professional development opportunities.
- Inclusive work environment with a strong commitment to equal opportunity.
- Collaboration within a specialized global team of compliance and risk professionals.
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