Manager, Regulatory Response & Resolution (Fintech)
Мэтч & Сопровод
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Описание вакансии
TL;DR
Manager, Regulatory Response & Resolution (Fintech): Leading the regulatory response framework and overseeing the company's approach to learning from complaints and identifying root causes with an accent on regulatory risk, operations, and data analysis. Focus on designing automated dashboards, ensuring compliance with consumer protection laws, and spearheading cross-functional process improvements.
Location: Hybrid (3 days in-office per week) in Los Angeles, CA
Salary: $90,000 - $110,000 per year
Company
is an AI-native fintech platform providing personalized pay-over-time options and credit experiences for consumers and merchants.
What you will do
- Lead end-to-end investigations and formal defense for complex regulatory inquiries from the CFPB, State AGs, and BBB.
- Analyze consumer complaint data to identify systemic root causes and champion technical and procedural enhancements.
- Design and oversee automated BI dashboards to monitor KPIs and sentiment for senior leadership and bank partners.
- Continuously enhance internal policies and SOPs to ensure alignment with UDAAP, Reg E, and Reg Z.
- Build and evolve high-performing workflows, SLAs, and escalation protocols using modern CRM and automation platforms.
Requirements
- Bachelor’s degree in Business, Finance, or Legal Studies; JD or professional certifications (CRCM, CAMS) are highly preferred.
- 4+ years of direct experience in regulatory response, compliance operations, or risk management within the fintech or banking sector.
- Expert-level command of federal and state consumer protection laws, specifically UDAAP, Reg E, Reg Z, FCRA, and GLBA.
- Proficiency with CRM/ticketing systems (Jira, Salesforce, Zendesk) and data visualization tools (Sigma, Tableau, or Looker).
- Must be based in or be able to work hybrid in Los Angeles, CA.
Culture & Benefits
- Competitive pay and company equity via stock options.
- Unlimited PTO and comprehensive health insurance options including Medical, Dental, Vision, Life, EAP, FSA, and Maternity Leave.
- 401K plan with matching, HSA, and Pet Insurance.
- Cell phone stipend and casual dress environment.
- Empowered and collaborative culture within one of LA's fastest-growing startups.
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