Internal Audit Associate (FICC)

TL;DR

Internal Audit Associate (FICC): Performing independent assessments of internal control structures and risk management frameworks for Global Banking & Markets with an accent on FICC and Equities processes. Focus on evaluating deal due diligence, book building, and Sarbanes-Oxley 404 compliance.

Location: Singapore

Company

A leading global investment banking, securities and investment management firm.

What you will do

• Plan and scope reviews, collaborating with stakeholders to understand business and technology processes.
• Assess risks and impacts of identified issues and produce reports for management.
• Conduct audits of FICC and Equities processes, including deal due diligence, book building, and allocation.
• Perform Sarbanes-Oxley 404 control assessments.
• Liaise with global colleagues, regulators, and external auditors.
• Follow up on the remediation of issues identified during audits.

Requirements

• 3-5 years of experience in public accounting or internal audit within the financial services industry.
• Prior experience auditing business processes within FICC sales and trading, operations, and product control.
• Strong risk and control mindset with professional skepticism.
• Excellent critical thinking, problem-solving, and communication skills.
• Relevant certification or accreditation such as CFA or CIA.

Nice to have

• Experience with Data Analytics.

Culture & Benefits

• Diverse and inclusive global work environment.
• Best-in-class benefits package.
• Opportunities for professional growth through training and firmwide networks.
• Commitment to wellness and personal finance offerings.