Internal Audit, Global Banking and Markets, Equities, Vice President

TL;DR

Internal Audit Vice President (Global Banking and Markets, Equities): Participate in planning and scoping audits, assessing risks and controls in FICC and Equities sales, trading, operations, and product control with an accent on business and technology processes. Focus on evaluating control design and effectiveness, producing reports, and maintaining stakeholder relationships globally.

Location: Birmingham, West Midlands, England, United Kingdom (office-based)

Company

Leading global investment banking, securities, and investment management firm headquartered in New York with offices worldwide.

What you will do

• Plan and scope audit reviews, meeting stakeholders to understand business and technology processes.
• Identify key risks and controls, assess their design and operating effectiveness.
• Evaluate risk and impact of issues, produce reports for management.
• Handle ad hoc firmwide projects on new processes, activities, and investigations.
• Maintain relationships with internal and external stakeholders, including regulators.
• Monitor business changes to update audit scope and plan.

Requirements

• 7+ years in public accounting or internal audit in financial services or related control functions
• Prior experience auditing FICC and Equities sales, trading, operations, and product control
• Experience with Agile Auditing and Data Analytics
• Risk and control mindset with interest in audit and financial services
• Strong organizational, project management, critical thinking, and communication skills
• Team-oriented with ownership, able to multitask in fast-paced environment

Culture & Benefits

• Collaborative workspaces, ergonomic services, wellbeing, and resilience offerings.
• Flexibility and support for professional and personal goals.
• Training, development, firmwide networks, benefits, wellness, and mindfulness programs.
• Commitment to diversity, inclusion, and reasonable accommodations.