Principal Product Compliance Manager (Fintech)
Мэтч & Сопровод
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Описание вакансии
TL;DR
Principal Product Compliance Manager (Fintech): Overseeing regulatory compliance for money transmission and financial services products with an accent on U.S. money transmission laws, AML/BSA frameworks, and consumer protection. Focus on driving exam readiness, partnering with cross-functional teams to embed compliance in the product lifecycle, and navigating complex regulatory environments.
Location: Must be based in or able to commute to Mountain View, CA; Atlanta, GA; San Diego, CA; or Washington, DC (Hybrid: 3 days/week on-site).
Salary: $177,500 – $281,000 (Range varies by location).
Company
is a global financial technology platform that powers prosperity through products like TurboTax, Credit Karma, QuickBooks, and Mailchimp.
What you will do
- Serve as the senior technical authority on U.S. money transmission laws and federal consumer protection regulations.
- Design and enhance regulatory compliance oversight frameworks, including policies, controls, and risk assessment methodologies.
- Represent the company during regulatory examinations, auditors' inquiries, and engagement with bank partners.
- Partner with product and engineering teams to embed compliance requirements directly into the product lifecycle.
- Translate emerging regulatory developments into actionable business requirements and risk mitigation strategies.
- Present compliance program updates, risk assessments, and exam readiness reports to senior management and executive stakeholders.
Requirements
- 8+ years of experience in regulatory compliance, legal, or risk advisory roles within fintech or financial services.
- Deep expertise in U.S. state Money Transmission Laws (MTLs) and federal regulations (Reg E, UDAAP, E-Sign Act).
- Proven experience participating in regulatory examinations and handling regulator-facing interactions.
- Broad understanding of AML/BSA, sanctions/OFAC, and financial reporting obligations.
- Demonstrated ability to drive large, cross-functional initiatives as an individual contributor.
- Exceptional communication skills with the ability to distill complex legal matters for executive leadership.
Nice to have
- Professional certifications such as CRCM or CAMS.
- Experience with GRC tools, Jira, or data querying (SQL).
- AI-first mindset with experience leveraging AI tools for compliance research and monitoring.
- Background in bank-fintech partnership programs and multi-state licensing.
Culture & Benefits
- Comprehensive compensation package including cash bonuses and equity rewards.
- Strong pay-for-performance culture with regular fair-pay equity reviews.
- Collaborative environment partnering with legal, engineering, and business leaders.
- Access to robust employee benefits and professional development resources.
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