Head Of Legal (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
TL;DR
Head of Legal (Fintech): Managing legal and regulatory aspects of structured investments and annuities businesses with an accent on strategic initiatives, regulatory compliance, and commercial agreements. Focus on overseeing the legal platform, managing a team of attorneys, and driving the modernization of internal legal processes.
Location: Hybrid (Salt Lake City, Utah, US); office attendance required Monday-Thursday
Salary: $200,000 – $220,000
Company
is a financial technology firm providing a web-based platform for structured investments and annuities.
What you will do
- Act as general counsel for the firm’s structured investments and annuities businesses, overseeing all legal and regulatory aspects.
- Serve as a senior advisor to senior management, including the CFO and General Counsel, on commercial and regulatory issues.
- Manage a team of attorneys and oversee outside counsel to provide efficient legal support.
- Negotiate high-value commercial agreements with product issuers and financial institution users.
- Drive the modernization of internal legal processes to increase efficiency and support firmwide objectives.
Requirements
- 10+ years of experience in a top-tier law firm or in-house at a broker-dealer or fintech firm.
- Strong knowledge of the Securities Act of 1933, the Securities Exchange Act of 1934, and FINRA rules.
- Proven experience managing other attorneys.
- Experience negotiating complex, high-value commercial agreements with sophisticated counterparties.
- Member in good standing of the New York Bar or another state/jurisdiction.
- Must be based in or able to work from Salt Lake City, Utah (Hybrid).
Nice to have
- Working knowledge of applicable insurance rules and regulations.
Culture & Benefits
- Comprehensive compensation package including base salary, equity, and an annual performance bonus.
- Employer-matched retirement plan and generously subsidized healthcare.
- 100% employer-paid dental, vision, telemedicine, and virtual mental health counseling.
- Parental leave and unlimited paid time off (PTO).
- Hybrid work flexibility with remote work allowed on Fridays.
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